FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT STONEBRIDGE SMALL-CAP GROWTH FUNDInvestment Advisory Agreement • November 19th, 2012 • Financial Investors Trust • California
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this day of , 2012, by and between Stonebridge Capital Management, Incorporated, a California corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Fund” or the “Funds”)).
FINANCIAL INVESTORS TRUST STONEBRIDGE SMALL-CAP GROWTH FUND FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • November 19th, 2012 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2013, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • November 19th, 2012 • Financial Investors Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 201 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of the Stonebridge Small-Cap Growth Fund (the “Acquiring Fund”); Stonebridge Funds Trust, a Delaware statutory trust (the “Selling Trust”), on behalf of the Stonebridge Institutional Small-Cap Growth Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and Stonebridge Capital Management, Inc., a California corporation (“SCM”), the investment adviser to the Acquiring Fund and the Selling Fund (for purposes of Sections 5.7, 5.12, 8.7, 11.1 and 13.1 of the Agreement only). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; and the principal place of business of SCM is 1801 C
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • November 19th, 2012 • Financial Investors Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 201 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of the Stonebridge Small-Cap Growth Fund (the “Acquiring Fund”); Stonebridge Funds Trust, a Delaware statutory trust (the “Selling Trust”), on behalf of the Stonebridge Small-Cap Growth Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and Stonebridge Capital Management, Inc., a California corporation (“SCM”), the investment adviser to the Acquiring Fund and the Selling Fund (for purposes of Sections 5.7, 5.12, 8.7, 11.1 and 13.1 of the Agreement only). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; and the principal place of business of SCM is 1801 Century Park Ea
