TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 10th, 2012 • Nuveen Investment Trust Iii • Massachusetts
Contract Type FiledDecember 10th, 2012 Company JurisdictionTHIS AGREEMENT made as of the 11th day of May 2012, by and between each of the Nuveen open-end investment companies (the “Funds”), as listed on Schedule A, each having its principal office and place of business at 333 W. Wacker Drive, Suite 3300, Chicago, Illinois 60606 and Boston Financial Data Services, Inc., having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169 (the “Transfer Agent”).
APPENDIX A TO CUSTODIAN AGREEMENT Dated as of December 10, 2012 NUVEEN CLOSED- END MANAGEMENT INVESTMENT COMPANIESCustodian Agreement • December 10th, 2012 • Nuveen Investment Trust Iii
Contract Type FiledDecember 10th, 2012 CompanyNuveen Massachusetts AMT-Free Municipal Income Fund (f/k/a Nuveen Insured Massachusetts Tax-Free Advantage Municipal Fund)
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement And Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • December 10th, 2012 • Nuveen Investment Trust Iii
Contract Type FiledDecember 10th, 2012 CompanyThis Amendment is made as of this 10th day of December, 2012, between each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
NUVEEN OPEN-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTSInvestment Management Agreement • December 10th, 2012 • Nuveen Investment Trust Iii
Contract Type FiledDecember 10th, 2012 CompanyThis Agreement made this 23rd day of May 2012 by and between the trusts listed on Schedule A (the “Nuveen Open-End Trusts”), and Nuveen Fund Advisors, Inc. f/k/a Nuveen Asset Management, a Delaware corporation (the “Adviser”);
Renewal of Distribution AgreementDistribution Agreement • December 10th, 2012 • Nuveen Investment Trust Iii
Contract Type FiledDecember 10th, 2012 CompanyAgreement made this 6th day of August, 2012 by and between Nuveen Investment Trust III, a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly Nuveen Investments, LLC), a Delaware corporation (the “Underwriter”);
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN NUVEEN FUND ADVISORS, INC. AND SYMPHONY ASSET MANAGEMENT LLC Schedule A AMENDED AS OF DECEMBER 6, 2012Investment Sub-Advisory Agreement • December 10th, 2012 • Nuveen Investment Trust Iii
Contract Type FiledDecember 10th, 2012 Company
NUVEEN INVESTMENT TRUST III MANAGEMENT AGREEMENT SCHEDULE A AMENDED AS OF DECEMBER 6, 2012Management Agreement • December 10th, 2012 • Nuveen Investment Trust Iii
Contract Type FiledDecember 10th, 2012 Company