0001193125-13-015138 Sample Contracts

GLADSTONE CAPITAL CORPORATION AND , AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF

Preferred Stock Warrant Agreement • January 17th, 2013 • Gladstone Capital Corp • New York

• Contract Type
  Preferred Stock Warrant Agreement
• Filed
  January 17th, 2013
• Company
  Gladstone Capital Corp
• Jurisdiction
  New York

THIS PREFERRED STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [—], between GLADSTONE CAPITAL CORPORATION, a Maryland corporation (the “Company”) and [—], a [corporation] [national banking association] organized and existing under the laws of [—] and having a corporate trust office in [—], as warrant agent (the “Warrant Agent”).

GLADSTONE CAPITAL CORPORATION AND , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF

Common Stock Warrant Agreement • January 17th, 2013 • Gladstone Capital Corp • New York

• Contract Type
  Common Stock Warrant Agreement
• Filed
  January 17th, 2013
• Company
  Gladstone Capital Corp
• Jurisdiction
  New York

THIS COMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [—], between GLADSTONE CAPITAL CORPORATION, a Maryland corporation (the “Company”) and [—], a [corporation] [national banking association] organized and existing under the laws of [—] and having a corporate trust office in [—], as warrant agent (the “Warrant Agent”).