INSTIL BIO, INC. AND _____________, AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF __________Common Stock Warrant Agreement • November 13th, 2024 • Instil Bio, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 13th, 2024 Company Industry JurisdictionTHIS COMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [•], between INSTIL BIO, INC., a Delaware corporation (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).
Exhibit 4.2 COMMON STOCK WARRANT AGREEMENT dated as of April 29, 2005Common Stock Warrant Agreement • May 2nd, 2005 • Immunomedics Inc • In vitro & in vivo diagnostic substances • New York
Contract Type FiledMay 2nd, 2005 Company Industry Jurisdiction
ContractCommon Stock Warrant Agreement • February 13th, 2008 • Freedom Financial Holdings Inc • Loan brokers • Indiana
Contract Type FiledFebruary 13th, 2008 Company Industry Jurisdictionindex 1;index 2;toc 1;toc 2;toc 3;toc 4;toc 5;toc 6;toc 7;toc 8;toc 9;footnote text;annotation text;footer;footnote reference;annotation reference;page number;endnote reference;endnote text;toa heading;Default Paragraph Font;annotation subject;Balloon Text;00000000http://schemas.microsoft.com/office/word/2003/wordml2450
ContractCommon Stock Warrant Agreement • May 5th, 2020
Contract Type FiledMay 5th, 2020EX-4.4 4 ex44seriesbwarrants.htm EXHIBIT 4.4 KINGSWAY FINANCIAL SERVICES INC. COMMON STOCK SERIES B WARRANT AGREEMENT This Common Stock Warrant Agreement (this “Agreement”), dated as of [___], 2013, between Kingsway Financial Services Inc., a corporation incorporated under the Business Corporations Act (Ontario) (the “Company”) and Computershare Trust Company of Canada, a trust company licensed to carry on business in all Provinces of Canada (collectively in such capacity, together with any successor appointed pursuant to the terms of this Agreement, the “Warrant Agent”). WHEREAS, the Company proposes to issue warrants (each a “Warrant” and collectively, the “Warrants”) initially exercisable to purchase one share of the common stock of the Company, no par value per share (each, a “Common Share”); WHEREAS, the Warrants are being issued in connection with a rights offering by the Company (the “Offering”) in which the Company offered transferable subscription rights (the “Subscription Rig
WARRANT AGREEMENTCommon Stock Warrant Agreement • June 14th, 2016 • Arena Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 14th, 2016 Company Industry JurisdictionCOMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between ARENA PHARMACEUTICALS, INC., a Delaware corporation (the “Company”), and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
ICURIE, INC.Common Stock Warrant Agreement • October 6th, 2005 • iCURIE, INC. • Electronic components, nec • New York
Contract Type FiledOctober 6th, 2005 Company Industry Jurisdiction
COMMON STOCK WARRANT AGREEMENT between BIOSCRIP, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as warrant agent July 28, 2015Common Stock Warrant Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 Jurisdiction
WARRANT AGREEMENTCommon Stock Warrant Agreement • June 25th, 2015 • Newlink Genetics Corp • Pharmaceutical preparations • New York
Contract Type FiledJune 25th, 2015 Company Industry JurisdictionCOMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between NEWLINK GENETICS CORPORATION, a Delaware corporation (the “Company”) and, a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
Cardica, Inc. and _____________, As Warrant Agent Form Of Common Stock Warrant Agreement Dated As Of __________Common Stock Warrant Agreement • December 15th, 2010 • Cardica Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledDecember 15th, 2010 Company Industry JurisdictionCommon Stock Warrant Agreement (this “Agreement”), dated as of ______________ between Cardica, Inc., a Delaware corporation (the “Company”) and ___________________, a [corporation] [national banking association] organized and existing under the laws of __________________ and having a corporate trust office in _______________________, as warrant agent (the “Warrant Agent”).
ANDCommon Stock Warrant Agreement • January 20th, 2005 • Onyx Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJanuary 20th, 2005 Company Industry Jurisdiction
COMMON STOCK SERIES A WARRANT AGREEMENTCommon Stock Warrant Agreement • September 19th, 2013 • Kingsway Financial Services Inc • Fire, marine & casualty insurance
Contract Type FiledSeptember 19th, 2013 Company IndustryThis Common Stock Warrant Agreement (this “Agreement”), dated as of September 16, 2013, between Kingsway Financial Services Inc., a corporation incorporated under the Business Corporations Act (Ontario) (the “Company”) and Computershare Trust Company of Canada, a trust company licensed to carry on business in all Provinces of Canada (collectively in such capacity, together with any successor appointed pursuant to the terms of this Agreement, the “Warrant Agent”).
ARTICLE I ISSUANCE OF COMMON STOCK WARRANTS AND EXECUTION AND DELIVERY OF COMMON STOCK WARRANT CERTIFICATESCommon Stock Warrant Agreement • July 23rd, 2002 • Clearone Communications Inc • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledJuly 23rd, 2002 Company Industry Jurisdiction
HEMOXYMED, INC. COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • December 17th, 2004 • Applied Neurosolutions Inc • Biological products, (no disgnostic substances) • Delaware
Contract Type FiledDecember 17th, 2004 Company Industry Jurisdiction
COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • June 17th, 2013 • Kingsway Financial Services Inc • Fire, marine & casualty insurance • New York
Contract Type FiledJune 17th, 2013 Company Industry JurisdictionThis Common Stock Warrant Agreement (this “Agreement”), dated as of [__], between Kingsway Financial Services Inc., a corporation incorporated under the Business Corporations Act (Ontario) (the “Company”) and Computershare Inc., a Delaware corporation, and its wholly-owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (collectively in such capacity, together with any successor appointed pursuant to the terms of this Agreement, the “Warrant Agent”).
COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • June 17th, 2013 • Kingsway Financial Services Inc • Fire, marine & casualty insurance • New York
Contract Type FiledJune 17th, 2013 Company Industry JurisdictionFinancial Services Inc., a corporation incorporated under the Business Corporations Act (Ontario) (the “Company”) and Computershare Inc., a Delaware corporation, and its wholly-owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (collectively in such capacity, together with any successor appointed pursuant to the terms of this Agreement, the “Warrant Agent”).
ACELRX PHARMACEUTICALS, INC. and _____________, As Warrant Agent Form of Common Stock Warrant Agreement Dated As Of __________Common Stock Warrant Agreement • June 12th, 2020 • Acelrx Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 12th, 2020 Company Industry JurisdictionThis Common Stock Warrant Agreement (this “Agreement”), dated as of [●], between AcelRx Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).
FORM OF COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • August 29th, 2013 • Cytodyn Inc • Pharmaceutical preparations • California
Contract Type FiledAugust 29th, 2013 Company Industry JurisdictionThis is to certify that, for value received, Jordan Naydenov, or a proper assignee (in case, the “Holder”), is entitled to purchase, subject to the provisions of this Warrant A, from CytoDyn, Inc (“CytoDyn”), at any time after 180 days from the date of the execution of the (Promissory Note) (the “Commencement Date”) to 5:00 p.m., California time, on the next business day five (5) years form the Commencement Date, (the “Expiration Date”) at which time this Warrant A shall expire and become void, one (1) share for each $1.00 invested, (“Warrant A Shares”) of Common Stock (the “Common Stock”) of CytoDyn, Inc., a Colorado corporation (the “Company”). This Warrant A shall be exercisable at One Dollar ($1.00) per share (the “Exercise Price”). The number of shares of Common Stock to be received upon exercise of this Warrant A and the Exercise price shall be adjusted from time to time as set forth below. This Warrant A also is subject to the following terms and conditions:
S&W SEED COMPANY and , As Warrant Agent FORM OF COMMON STOCK WARRANT AGREEMENT Dated As Of S&W SEED COMPANY Form of Common Stock Warrant AgreementCommon Stock Warrant Agreement • December 2nd, 2016 • S&W Seed Co • Agricultural production-crops • New York
Contract Type FiledDecember 2nd, 2016 Company Industry JurisdictionCOMMON STOCK WARRANT AGREEMENT (this "Agreement"), dated as of between S&W SEED COMPANY, a Nevada corporation (the "Company"), and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the "Warrant Agent").
BIONANO GENOMICS, INC. and , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF [ ], 20Common Stock Warrant Agreement • January 19th, 2021 • Bionano Genomics, Inc • Laboratory analytical instruments • New York
Contract Type FiledJanuary 19th, 2021 Company Industry JurisdictionThis COMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between BIONANO GENOMICS, INC., a Delaware corporation (the “Company”), and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
Exhibit 4.5 DMC STRATEX NETWORKS, INC. FORM OF COMMON STOCK WARRANT AGREEMENT COMMON STOCK WARRANT AGREEMENT dated as of _________________, ____, between DMC Stratex Networks, Inc., a Delaware corporation (hereinafter called the "Company"), and...Common Stock Warrant Agreement • November 28th, 2000 • DMC Stratex Networks Inc • Radio & tv broadcasting & communications equipment
Contract Type FiledNovember 28th, 2000 Company Industry
MANNKIND CORPORATION and , As Warrant Agent FORM OF COMMON STOCK WARRANT AGREEMENT Dated As OfCommon Stock Warrant Agreement • April 30th, 2010 • Mannkind Corp • Pharmaceutical preparations • New York
Contract Type FiledApril 30th, 2010 Company Industry JurisdictionCOMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between MANNKIND CORPORATION, a Delaware corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
ICURIE, INC.Common Stock Warrant Agreement • October 6th, 2005 • iCURIE, INC. • Electronic components, nec • New York
Contract Type FiledOctober 6th, 2005 Company Industry Jurisdiction
COMMON STOCK WARRANT AGREEMENT BY AND AMONG THE CENTER FOR WOUND HEALING, INC. AND BISON CAPITAL EQUITY PARTNERS II-A, L.P. and BISON CAPITAL EQUITY PARTNERS II-B, L.P DATED AS OF MARCH 31, 2008Common Stock Warrant Agreement • April 7th, 2008 • Center for Wound Healing, Inc. • Services-specialty outpatient facilities, nec • California
Contract Type FiledApril 7th, 2008 Company Industry JurisdictionTHIS COMMON STOCK WARRANT AGREEMENT (the “Agreement”) is dated as of March 31, 2008 and entered into by and between THE CENTER FOR WORLD HEALING, INC., a Nevada corporation (“Company”), on the one hand, and BISON CAPITAL EQUITY PARTNERS II-A, L.P., a Delaware limited partnership, and BISON CAPITAL EQUITY PARTNERS II-B, L.P., a Delaware limited partnership (collectively, “Warrant Holder”), on the other hand.
Exhibit 4.4Common Stock Warrant Agreement • February 26th, 1999 • Digital Microwave Corp /De/ • Radio & tv broadcasting & communications equipment
Contract Type FiledFebruary 26th, 1999 Company Industry
COMMON STOCK WARRANT AGREEMENT THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 5 OF THIS WARRANTCommon Stock Warrant Agreement • May 8th, 2014 • Verastem, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 8th, 2014 Company Industry JurisdictionVerastem, Inc., a Delaware corporation (the “Company”), for value received, hereby certifies that Encarta, Inc. or its registered assigns (the “Registered Holder”), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of issuance and on or before 5:00 p.m. (Boston time) on February 21, 2017, 142,857 shares of Common Stock, $0.0001 par value per share, of the Company (“Common Stock”), at a purchase price of $17.16 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to time pursuant to the provisions of this Warrant, are hereinafter referred to as the “Warrant Shares” and the “Purchase Price,” respectively.
COMMON STOCK WARRANT AGREEMENT JOBY AVIATION, INC.Common Stock Warrant Agreement • October 11th, 2022 • Joby Aviation, Inc. • Aircraft • New York
Contract Type FiledOctober 11th, 2022 Company Industry JurisdictionFOR VALUE RECEIVED, Joby Aviation, Inc., a Delaware corporation (the “Company” or “Joby”), hereby certifies that Delta Air Lines, Inc., a Delaware corporation (“Holder”) is, subject to the terms and conditions set forth in this Warrant Agreement, entitled to purchase from the Company Twelve Million Eight Hundred Thirty-Three Thousand Three Hundred Thirty-Three (12,833,333) shares of the Company’s $0.0001 per share par value common stock (the “Common Stock”) in two tranches (each a “Tranche”), the first tranche warrants (the “First Tranche Warrants”) which will permit Holder to purchase up to Seven Million (7,000,000) duly authorized, validly issued, fully paid and nonassessable shares of Common Stock at an exercise price of Ten Dollars ($10) per share (subject to adjustment in accordance with Section 3.3) (the “First Tranche Exercise Price”), and the second tranche warrants (the “Second Tranche Warrants”) which will permit Holder to purchase up to Five Million Eight Hundred Thirty-Thre
COMMON STOCK WARRANT AGREEMENT by and between HAWAIIAN TELCOM HOLDCO, INC., and U.S. BANK NATIONAL ASSOCIATIONCommon Stock Warrant Agreement • November 16th, 2010 • Hawaiian Telcom Holdco, Inc. • Communications services, nec • New York
Contract Type FiledNovember 16th, 2010 Company Industry JurisdictionCOMMON STOCK WARRANT AGREEMENT (this "Warrant Agreement"), entered into as of October 28, 2010, between HAWAIIAN TELCOM HOLDCO, INC., a Delaware corporation (the "Company") and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States, as warrant agent (the "Warrant Agent").
EXHIBIT 4.2 Warrant No.: ______ Number of Shares: __________ Date of Issuance: April 22, 2005 GERON CORPORATION COMMON STOCK WARRANT AGREEMENT Geron Corporation (the "Company"), for value received, hereby certifies that...Common Stock Warrant Agreement • April 25th, 2005 • Geron Corporation • Pharmaceutical preparations • California
Contract Type FiledApril 25th, 2005 Company Industry Jurisdiction
ONYX PHARMACEUTICALS, INC. and , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF ONYX PHARMACEUTICALS, INC. FORM OF COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • May 30th, 2006 • Onyx Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 30th, 2006 Company Industry JurisdictionCommon Stock Warrant Agreement, dated as of , between Onyx Pharmaceuticals, Inc., a Delaware corporation (the “COMPANY”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “WARRANT AGENT”).
BROCADE COMMUNICATIONS SYSTEMS, INC. and , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OFCommon Stock Warrant Agreement • August 26th, 2008 • Brocade Communications Systems Inc • Computer peripheral equipment, nec • New York
Contract Type FiledAugust 26th, 2008 Company Industry JurisdictionCommon Stock Warrant Agreement (this “Agreement”), dated as of between Brocade Communications Systems, Inc., a Delaware corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
Amendment #3 to Chiquita Brands International, Inc. Common Stock Warrant AgreementCommon Stock Warrant Agreement • November 9th, 2007 • Chiquita Brands International Inc • Agricultural production-crops
Contract Type FiledNovember 9th, 2007 Company IndustryThis Amendment #3 to the Chiquita Brands International, Inc. Common Stock Warrant Agreement (the “Amendment”) is made as of September 21, 2007 by and between Chiquita Brands International, Inc., a New Jersey corporation (the “Company”), and Wells Fargo Bank, National Association, a national banking association (“Wells Fargo”). Any capitalized terms not defined herein shall have the meaning set forth in the Chiquita Brands International, Inc. Common Stock Warrant Agreement (the “Agreement”) dated as of March 19, 2002 by and between the Company and American Security Transfer Company Limited Partnership, as amended June 24, 2005, and as further amended March 27, 2006.
EMPEIRIA ACQUISITION CORP. COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • December 20th, 2012 • Empeiria Acquisition Corp • Blank checks • Delaware
Contract Type FiledDecember 20th, 2012 Company Industry JurisdictionThis COMMON STOCK WARRANT AGREEMENT (the “Agreement”) is dated as of December 14, 2012, and entered into by and among Empeiria Acquisition Corp., a Delaware corporation (the “Company”) on the one hand, Elm Park Credit Opportunities Fund, L.P., a Delaware limited partnership (“Elm Park U.S.”), Elm Park Credit Opportunities Fund, L.P., an Ontario limited partnership (“Elm Park Canada”), and one or more other investments funds managed by Elm Park Capital Management, LLC, a Delaware limited liability company (“Elm Park Capital Management”) and/or their affiliates and participant (collectively, the “Warrant Holders” and each a “Warrant Holder”) on the other hand. (The Warrants (as hereinafter defined) may be transferred to one or more transferees in whole or in part from time to time in accordance with the terms hereof; accordingly in the event of such a transfer, “Warrant Holder” shall mean each and every holder of a Warrant, or any part thereof, from time to time). Capitalized terms not o
COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • October 15th, 2012 • Motricity Inc • Services-business services, nec • Delaware
Contract Type FiledOctober 15th, 2012 Company Industry JurisdictionThis Common Stock Warrant Agreement (this “Agreement”), dated as of October 11, 2012, between Motricity, Inc., a Delaware corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company and having a corporate trust office at 6201 15th Avenue, Brooklyn, New York 11219, as warrant agent (in such capacity, together with any successor appointed pursuant to the terms of this Agreement, the “Warrant Agent”).
Exhibit 10(vii)(b) AMENDMENT NUMBER THREE TO COMMON STOCK WARRANT AGREEMENT On September 24, 1986, The St. Lawrence Seaway Corporation (the "Corporation") issued a Common Stock Purchase Warrant to Bernard Zimmerman and Company, Inc., entitling the...Common Stock Warrant Agreement • June 27th, 2003 • St Lawrence Seaway Corp • Lessors of real property, nec
Contract Type FiledJune 27th, 2003 Company IndustryOn September 24, 1986, The St. Lawrence Seaway Corporation (the "Corporation") issued a Common Stock Purchase Warrant to Bernard Zimmerman and Company, Inc., entitling the holder to purchase an aggregate of 100,000 shares of common stock, $1.00 par value, of the Corporation for $3.00 per share for a period of five (5) years ("Warrant"), pursuant to an Agreement dated September 24, 1986 (the "Warrant Agreement"). The Windward Group, LLC is now the holder of the Warrant. The Board of Directors and Stockholders of the Corporation approved an amendment to the Warrant and Warrant Agreement on July 6, 1992 and August 28, 1992, respectively, the effect of which was to extend the purchase right for five (5) additional years. The Board of Directors approved further amendments to the Warrant and Warrant Agreement on September 8, 1997, the effect of which was to extend the purchase rights for five (5) additional years. The Board of Directors approved further amendments to the Warrant and Warrant
PROFESSOR CONNOR’S, INC. COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • September 12th, 2014 • Freshpet, Inc. • Grain mill products • Delaware
Contract Type FiledSeptember 12th, 2014 Company Industry JurisdictionThis COMMON STOCK WARRANT AGREEMENT (the “Agreement”) is dated as of October 5, 2007, and entered into by and between PROFESSOR CONNOR’S, INC., a Delaware corporation (the “Company”), and CITY NATIONAL BANK, a national banking association (“CNB” or the “Warrant Holder”). (The Warrant (as hereinafter defined) may be transferred to one or more transferees in whole or in part from time to time; accordingly in the event of such a transfer, “Warrant Holder” shall mean each and every holder of the Warrant, or any part thereof, from time to time). Capitalized terms not otherwise defined shall have the meaning ascribed to them in the Loan Agreement (as defined below).