CHIMERIX, INC. AND _____________, As Warrant Agent Form of Common Stock Warrant Agreement Dated as of __________ CHIMERIX, INC. Form of Common Stock Warrant AgreementCommon Stock Warrant Agreement • February 29th, 2024 • Chimerix Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 29th, 2024 Company Industry JurisdictionThis Common Stock Warrant Agreement (this “Agreement”), dated as of [●], between Chimerix, Inc., a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).
Exhibit 4.2 COMMON STOCK WARRANT AGREEMENT dated as of April 29, 2005Common Stock Warrant Agreement • May 2nd, 2005 • Immunomedics Inc • In vitro & in vivo diagnostic substances • New York
Contract Type FiledMay 2nd, 2005 Company Industry Jurisdiction
WARRANT AGREEMENT COMMON STOCK WARRANT AGREEMENT dated as of August 30, 2006 between MARATHON ACQUISITION CORP. and THE BANK OF NEW YORK, as Warrant Agent Common Stock Warrants Expiring August 24, 2010Common Stock Warrant Agreement • September 12th, 2008 • Global Ship Lease, Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledSeptember 12th, 2008 Company Industry JurisdictionCOMMON STOCK WARRANT AGREEMENT, dated as of August 30, 2006 (as modified, amended or supplemented, this “Agreement”), between MARATHON ACQUISITION CORP., a Delaware corporation (the “Company”) and THE BANK OF NEW YORK, a New York trust company, as Warrant Agent (the “Warrant Agent”).
BIONANO GENOMICS, INC. and , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF [ ], 20Common Stock Warrant Agreement • March 10th, 2023 • Bionano Genomics, Inc. • Laboratory analytical instruments • New York
Contract Type FiledMarch 10th, 2023 Company Industry JurisdictionThis COMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between BIONANO GENOMICS, INC., a Delaware corporation (the “Company”), and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
EXHIBIT 99.18 THE WARRANTS AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THE WARRANTS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE, AND NEITHER THE WARRANTS NOR THE SHARES NOR...Common Stock Warrant Agreement • January 25th, 1996 • Vitafort International Corp • Patent owners & lessors • Delaware
Contract Type FiledJanuary 25th, 1996 Company Industry Jurisdiction
Cardica, Inc. and _____________, As Warrant Agent Form Of Common Stock Warrant Agreement Dated As Of __________Common Stock Warrant Agreement • December 15th, 2010 • Cardica Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledDecember 15th, 2010 Company Industry JurisdictionCommon Stock Warrant Agreement (this “Agreement”), dated as of ______________ between Cardica, Inc., a Delaware corporation (the “Company”) and ___________________, a [corporation] [national banking association] organized and existing under the laws of __________________ and having a corporate trust office in _______________________, as warrant agent (the “Warrant Agent”).
Common Stock Warrant Agreement September 30, 2006Common Stock Warrant Agreement • February 8th, 2007 • Freedom Financial Holdings Inc • Indiana
Contract Type FiledFebruary 8th, 2007 Company JurisdictionThis certifies that Robert W. Carteaux, an individual ("Holder"), a having his principal residence at 7009 Woodcroft Lane, fort Wayne, Indiana , or any party to whom this Warrant is assigned in compliance with the terms hereof, is entitled to subscribe to and purchase, during the period commencing at the date first set forth above and ending at 11:59 p.m. local time in Fort Wayne, Indiana, on _________, 150,000 shares of fully paid and nonassessable common stock, having a par value of $0.001 per share (the "Common Stock" or “Shares”) of Freedom Financial Holdings, Inc. (the "Company"), a corporation organized and existing under the laws of Maryland with its principal place of business at 421 East Cook Road, Suite 200, Fort Wayne, Indiana 46825. The purchase price of each such share shall be the Warrant Price as defined below. This Warrant was originally issued to Holder pursuant to the Amended and Restated Personal Guarantee (as defined below).
ICURIE, INC.Common Stock Warrant Agreement • October 6th, 2005 • iCURIE, INC. • Electronic components, nec • New York
Contract Type FiledOctober 6th, 2005 Company Industry Jurisdiction
COMMON STOCK WARRANT AGREEMENT between BIOSCRIP, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as warrant agent July 28, 2015Common Stock Warrant Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 Jurisdiction
WARRANT AGREEMENTCommon Stock Warrant Agreement • June 25th, 2015 • Newlink Genetics Corp • Pharmaceutical preparations • New York
Contract Type FiledJune 25th, 2015 Company Industry JurisdictionCOMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between NEWLINK GENETICS CORPORATION, a Delaware corporation (the “Company”) and, a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
AND ____________, AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF , 20__ MARATHON PATENT GROUP, INC. FORM OF COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • November 18th, 2014 • Marathon Patent Group, Inc. • Patent owners & lessors • New York
Contract Type FiledNovember 18th, 2014 Company Industry JurisdictionTHIS COMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of , 20__, between Marathon Patent Group, Inc., a Nevada corporation (the “Company”) and __________, a [corporation] [national banking association] organized and existing under the laws of __________ and having a corporate trust office in __________, as warrant agent (the “Warrant Agent”).
PHARMACYTE BIOTECH, INC. COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • January 12th, 2016 • PharmaCyte Biotech, Inc. • Medicinal chemicals & botanical products
Contract Type FiledJanuary 12th, 2016 Company IndustryThis Common Stock Warrant Agreement (“Warrant Agreement”) certifies that, for value received, Berkshire Capital Management Co., Inc., a Delaware corporation, or its assigns (“Holder”) is entitled to purchase from PharmaCyte Biotech, Inc., a Nevada corporation (“Company”), up to a total of 8,500,000 shares of Common Stock (as defined below) (each, a “Warrant” and collectively, the “Warrants,” and each such share of Common Stock, a “Warrant Security” and all such shares of Common Stock, the “Warrant Securities”), at any time and from time to time through and including January 7, 2021 (“Expiration Date”), all on the terms and subject to the conditions set forth below:
ARTICLE I ISSUANCE OF COMMON STOCK WARRANTS AND EXECUTION AND DELIVERY OF COMMON STOCK WARRANT CERTIFICATESCommon Stock Warrant Agreement • July 23rd, 2002 • Clearone Communications Inc • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledJuly 23rd, 2002 Company Industry Jurisdiction
COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • June 17th, 2013 • Kingsway Financial Services Inc • Fire, marine & casualty insurance • New York
Contract Type FiledJune 17th, 2013 Company Industry JurisdictionThis Common Stock Warrant Agreement (this “Agreement”), dated as of [__], between Kingsway Financial Services Inc., a corporation incorporated under the Business Corporations Act (Ontario) (the “Company”) and Computershare Inc., a Delaware corporation, and its wholly-owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (collectively in such capacity, together with any successor appointed pursuant to the terms of this Agreement, the “Warrant Agent”).
ACELRX PHARMACEUTICALS, INC. and _____________, As Warrant Agent Form of Common Stock Warrant Agreement Dated As Of __________Common Stock Warrant Agreement • June 12th, 2020 • Acelrx Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 12th, 2020 Company Industry JurisdictionThis Common Stock Warrant Agreement (this “Agreement”), dated as of [●], between AcelRx Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).
FORM OF WARRANTCommon Stock Warrant Agreement • September 11th, 2003 • Geron Corporation • Pharmaceutical preparations • New York
Contract Type FiledSeptember 11th, 2003 Company Industry Jurisdiction
CLASS A COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • February 16th, 2006 • Analytical Surveys Inc • Services-business services, nec • Texas
Contract Type FiledFebruary 16th, 2006 Company Industry JurisdictionTHIS CERTIFIES that, for value received, __________________, a __________________________ (the "Purchaser" or "Holder") is entitled, upon the terms and subject to the conditions hereinafter set forth, at any time after six (6) months from the Issue Date (the "Starting Date")and on or prior to 5:00 p.m. EST on the date that is three (3) years after the effective date of the registration statement (the "Registration Statement") referred to in the certain Term Sheet, dated February 10, 2006 (the "Term Sheet"), entered into between the Company and the Purchaser (the "Termination Date"), but not thereafter, to subscribe for and purchase from Analytical Surveys, Inc., a Colorado corporation (the "Company"):
2- 3 other Warrants of different denominations, of like tenor and representing in the aggregate the right to purchase a like number of Shares. The Warrant Agent is hereby irrevocably authorized to countersign and deliver, in accordance with the...Common Stock Warrant Agreement • March 13th, 1997 • Star Banc Corp /Oh/ • National commercial banks • New York
Contract Type FiledMarch 13th, 1997 Company Industry Jurisdiction
EXHIBIT 99.16 THE WARRANTS AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THE WARRANTS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE, AND NEITHER THE WARRANTS NOR THE SHARES NOR...Common Stock Warrant Agreement • January 25th, 1996 • Vitafort International Corp • Patent owners & lessors • Delaware
Contract Type FiledJanuary 25th, 1996 Company Industry Jurisdiction
NEUROBO PHARMACEUTICALS, INC. AND __________, AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF _____________Common Stock Warrant Agreement • April 12th, 2024 • NeuroBo Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 12th, 2024 Company Industry JurisdictionTHIS COMMON STOCK WARRANT AGREEMENT(this “Agreement”), dated as of [●], between NeuroBo Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).
Exhibit 4.5 DMC STRATEX NETWORKS, INC. FORM OF COMMON STOCK WARRANT AGREEMENT COMMON STOCK WARRANT AGREEMENT dated as of _________________, ____, between DMC Stratex Networks, Inc., a Delaware corporation (hereinafter called the "Company"), and...Common Stock Warrant Agreement • November 28th, 2000 • DMC Stratex Networks Inc • Radio & tv broadcasting & communications equipment
Contract Type FiledNovember 28th, 2000 Company Industry
GTx, INC. and _____________, AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF ___________Common Stock Warrant Agreement • May 20th, 2011 • GTX Inc /De/ • Pharmaceutical preparations • New York
Contract Type FiledMay 20th, 2011 Company Industry JurisdictionThis COMMON STOCK WARRANT AGREEMENT (this “Agreement”) is dated as of between GTx, Inc., a Delaware corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
UNITEDHEALTH GROUP INCORPORATED AND , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OFCommon Stock Warrant Agreement • March 19th, 2004 • Unitedhealth Group Inc • Hospital & medical service plans
Contract Type FiledMarch 19th, 2004 Company IndustryCOMMON STOCK WARRANT AGREEMENT, dated as of between UnitedHealth Group Incorporated, a Minnesota corporation (hereinafter called the “Company”), and having a corporate trust office in , as warrant agent (hereinafter called the “Warrant Agent”).
MANNKIND CORPORATION and , As Warrant Agent FORM OF COMMON STOCK WARRANT AGREEMENT Dated As OfCommon Stock Warrant Agreement • April 30th, 2010 • Mannkind Corp • Pharmaceutical preparations • New York
Contract Type FiledApril 30th, 2010 Company Industry JurisdictionCOMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between MANNKIND CORPORATION, a Delaware corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
KOPPERS HOLDINGS INC. AND [ ], AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF [ ]Common Stock Warrant Agreement • July 1st, 2009 • Koppers Holdings Inc. • Lumber & wood products (no furniture) • New York
Contract Type FiledJuly 1st, 2009 Company Industry JurisdictionCOMMON STOCK WARRANT AGREEMENT, dated as of [ ]between KOPPERS HOLDINGS INC., a Pennsylvania corporation (the “COMPANY”) and [ ], a [corporation] [national banking association] organized and existing under the laws of [ ] and having a corporate trust office in [ ], as warrant agent (the “WARRANT AGENT”).
ICURIE, INC.Common Stock Warrant Agreement • October 6th, 2005 • iCURIE, INC. • Electronic components, nec • New York
Contract Type FiledOctober 6th, 2005 Company Industry Jurisdiction
COMMON STOCK WARRANT AGREEMENT BY AND AMONG THE CENTER FOR WOUND HEALING, INC. AND BISON CAPITAL EQUITY PARTNERS II-A, L.P. and BISON CAPITAL EQUITY PARTNERS II-B, L.P DATED AS OF MARCH 31, 2008Common Stock Warrant Agreement • April 7th, 2008 • Center for Wound Healing, Inc. • Services-specialty outpatient facilities, nec • California
Contract Type FiledApril 7th, 2008 Company Industry JurisdictionTHIS COMMON STOCK WARRANT AGREEMENT (the “Agreement”) is dated as of March 31, 2008 and entered into by and between THE CENTER FOR WORLD HEALING, INC., a Nevada corporation (“Company”), on the one hand, and BISON CAPITAL EQUITY PARTNERS II-A, L.P., a Delaware limited partnership, and BISON CAPITAL EQUITY PARTNERS II-B, L.P., a Delaware limited partnership (collectively, “Warrant Holder”), on the other hand.
Exhibit 4.4Common Stock Warrant Agreement • February 26th, 1999 • Digital Microwave Corp /De/ • Radio & tv broadcasting & communications equipment
Contract Type FiledFebruary 26th, 1999 Company Industry
COMMON STOCK WARRANT AGREEMENT THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 5 OF THIS WARRANTCommon Stock Warrant Agreement • May 8th, 2014 • Verastem, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 8th, 2014 Company Industry JurisdictionVerastem, Inc., a Delaware corporation (the “Company”), for value received, hereby certifies that Encarta, Inc. or its registered assigns (the “Registered Holder”), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of issuance and on or before 5:00 p.m. (Boston time) on February 21, 2017, 142,857 shares of Common Stock, $0.0001 par value per share, of the Company (“Common Stock”), at a purchase price of $17.16 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to time pursuant to the provisions of this Warrant, are hereinafter referred to as the “Warrant Shares” and the “Purchase Price,” respectively.
COMMON STOCK WARRANT AGREEMENT by and between HAWAIIAN TELCOM HOLDCO, INC., and U.S. BANK NATIONAL ASSOCIATIONCommon Stock Warrant Agreement • November 16th, 2010 • Hawaiian Telcom Holdco, Inc. • Communications services, nec • New York
Contract Type FiledNovember 16th, 2010 Company Industry JurisdictionCOMMON STOCK WARRANT AGREEMENT (this "Warrant Agreement"), entered into as of October 28, 2010, between HAWAIIAN TELCOM HOLDCO, INC., a Delaware corporation (the "Company") and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States, as warrant agent (the "Warrant Agent").
EXHIBIT 4.2 Warrant No.: ______ Number of Shares: __________ Date of Issuance: April 22, 2005 GERON CORPORATION COMMON STOCK WARRANT AGREEMENT Geron Corporation (the "Company"), for value received, hereby certifies that...Common Stock Warrant Agreement • April 25th, 2005 • Geron Corporation • Pharmaceutical preparations • California
Contract Type FiledApril 25th, 2005 Company Industry Jurisdiction
HEMOXYMED, INC. COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • December 17th, 2004 • Applied Neurosolutions Inc • Biological products, (no disgnostic substances) • Delaware
Contract Type FiledDecember 17th, 2004 Company Industry Jurisdiction
BROCADE COMMUNICATIONS SYSTEMS, INC. and , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OFCommon Stock Warrant Agreement • August 26th, 2008 • Brocade Communications Systems Inc • Computer peripheral equipment, nec • New York
Contract Type FiledAugust 26th, 2008 Company Industry JurisdictionCommon Stock Warrant Agreement (this “Agreement”), dated as of between Brocade Communications Systems, Inc., a Delaware corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
Amendment #3 to Chiquita Brands International, Inc. Common Stock Warrant AgreementCommon Stock Warrant Agreement • November 9th, 2007 • Chiquita Brands International Inc • Agricultural production-crops
Contract Type FiledNovember 9th, 2007 Company IndustryThis Amendment #3 to the Chiquita Brands International, Inc. Common Stock Warrant Agreement (the “Amendment”) is made as of September 21, 2007 by and between Chiquita Brands International, Inc., a New Jersey corporation (the “Company”), and Wells Fargo Bank, National Association, a national banking association (“Wells Fargo”). Any capitalized terms not defined herein shall have the meaning set forth in the Chiquita Brands International, Inc. Common Stock Warrant Agreement (the “Agreement”) dated as of March 19, 2002 by and between the Company and American Security Transfer Company Limited Partnership, as amended June 24, 2005, and as further amended March 27, 2006.
EMPEIRIA ACQUISITION CORP. COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • December 20th, 2012 • Empeiria Acquisition Corp • Blank checks • Delaware
Contract Type FiledDecember 20th, 2012 Company Industry JurisdictionThis COMMON STOCK WARRANT AGREEMENT (the “Agreement”) is dated as of December 14, 2012, and entered into by and among Empeiria Acquisition Corp., a Delaware corporation (the “Company”) on the one hand, Elm Park Credit Opportunities Fund, L.P., a Delaware limited partnership (“Elm Park U.S.”), Elm Park Credit Opportunities Fund, L.P., an Ontario limited partnership (“Elm Park Canada”), and one or more other investments funds managed by Elm Park Capital Management, LLC, a Delaware limited liability company (“Elm Park Capital Management”) and/or their affiliates and participant (collectively, the “Warrant Holders” and each a “Warrant Holder”) on the other hand. (The Warrants (as hereinafter defined) may be transferred to one or more transferees in whole or in part from time to time in accordance with the terms hereof; accordingly in the event of such a transfer, “Warrant Holder” shall mean each and every holder of a Warrant, or any part thereof, from time to time). Capitalized terms not o