PENNANTPARK INVESTMENT CORPORATION $67,500,000 Aggregate Principal Amount 6.25% Senior Notes due 2025 UNDERWRITING AGREEMENTUnderwriting Agreement • January 22nd, 2013 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell $67,500,000 aggregate principal amount of 6.25% Senior Notes due 2025 (the “Senior Notes”). It is understood that, subject to the conditions hereinafter stated, the Senior Notes will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Senior Notes. Stifel, Nicolaus & Company, Incorporated and RBC Capital Markets, LLC shall act as joint book-running managers (the “Joint Book-Running Managers”).
PENNANTPARK INVESTMENT CORPORATION Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of January 22, 2013Indenture • January 22nd, 2013 • Pennantpark Investment Corp • New York
INDENTURE, dated as of January 22, 2013, between PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (hereinafter called the “Company”), having its principal office at 590 Madison Avenue, 15th Floor, New York, New York 10022, and American Stock Transfer & Trust Company, LLC, trustee (hereinafter called the “Trustee”), having its Corporate Trust Office at 6201 15th Avenue, Brooklyn, New York 11219.
