COMMON STOCK PURCHASE WARRANT ARROWHEAD RESEARCH CORPORATIONArrowhead Research Corp • January 30th, 2013 • Services-commercial physical & biological research • California
Company FiledJanuary 30th, 2013 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the fifth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Arrowhead Research Corporation, a Delaware corporation (the “Company”), up to shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
STRICTLY CONFIDENTIAL Arrowhead Research CorporationLetter Agreement • January 30th, 2013 • Arrowhead Research Corp • Services-commercial physical & biological research • New York
Contract Type FiledJanuary 30th, 2013 Company Industry Jurisdiction
INVESTOR SUBSCRIPTION AGREEMENTInvestor Subscription Agreement • January 30th, 2013 • Arrowhead Research Corp • Services-commercial physical & biological research • Delaware
Contract Type FiledJanuary 30th, 2013 Company Industry JurisdictionThis Investor Subscription Agreement (this “Agreement”) is entered into on January , 2013 by and between Arrowhead Research Corporation, a Delaware corporation (the “Company”), and the Purchaser identified on the signature page hereto (the “Purchaser”).
STRICTLY CONFIDENTIAL Christopher Anzalone, Ph.D. Chief Executive Officer Arrowhead Research CorporationArrowhead Research Corp • January 30th, 2013 • Services-commercial physical & biological research
Company FiledJanuary 30th, 2013 Industry