CHANGE OF CONTROL EMPLOYMENT AGREEMENTChange of Control Employment Agreement • February 28th, 2013 • Capital One Financial Corp • State commercial banks • Delaware
CHANGE OF CONTROL EMPLOYMENT AGREEMENT, dated as of the [INSERT DAY] day of [INSERT MONTH], [INSERT YEAR] (this “Agreement”), by and between CAPITAL ONE FINANCIAL CORPORATION, a Delaware corporation (the “Company”), and [INSERT EXECUTIVE’S NAME] (the “Executive”).
NON-COMPETITION AGREEMENTNon-Competition Agreement • February 28th, 2013 • Capital One Financial Corp • State commercial banks • Virginia
THIS NON-COMPETITION AGREEMENT (“Agreement”) is made by and between Capital One Financial Corporation, a Delaware corporation, on its own behalf and on behalf of its affiliates and subsidiaries (collectively, “Capital One”) and , an individual residing at (“You”), and effective as of this day of , 20 (“Effective Date”). In consideration of the Company’s agreement and promise to provide You with access or continued access to Confidential Information (as defined herein), access to customer and other business relationships, and specialized training and opportunities, in addition to Your employment or continued employment with Capital One, the additional consideration set forth herein, and other mutual promises between the parties, which You acknowledge to be good and sufficient consideration, it is agreed as follows:
CAPITAL ONE FINANCIAL CORPORATION Restricted Stock Unit Award Agreement No. of Units: 38,841Restricted Stock Unit Award Agreement • February 28th, 2013 • Capital One Financial Corp • State commercial banks • Delaware
THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated January 31, 2013 (the “Date of Grant”), between CAPITAL ONE FINANCIAL CORPORATION, a Delaware corporation (“Capital One” or the “Company”), and Richard D. Fairbank (“you”), is made pursuant and subject to the provisions of the Company’s 2004 Stock Incentive Plan, as amended and restated (the “Plan”). All capitalized terms used herein that are defined in the Plan shall have the same meaning given them in the Plan unless otherwise defined herein.
CAPITAL ONE FINANCIAL CORPORATION Performance Unit Award Agreement No. of Performance Units at Target: 155,363Performance Unit Award Agreement • February 28th, 2013 • Capital One Financial Corp • State commercial banks • Delaware
THIS PERFORMANCE UNIT AWARD AGREEMENT (this “Agreement”), dated January 31, 2013 (the “Date of Grant”), between CAPITAL ONE FINANCIAL CORPORATION, a Delaware corporation (“Capital One” or the “Company”), and Richard D. Fairbank (“you”), is made pursuant and subject to the provisions of the Company’s 2004 Stock Incentive Plan, as amended and restated (the “Plan”) and all capitalized terms used herein that are defined in the Plan shall have the same meaning given them in the Plan unless they are otherwise defined herein.
CAPITAL ONE FINANCIAL CORPORATION Restricted Stock Award Agreement No. of Shares: %%TOTAL_SHARES_GRANTED%-%Restricted Stock Award Agreement • February 28th, 2013 • Capital One Financial Corp • State commercial banks • Delaware
THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”), dated January 31, 2013 (the “Date of Grant”), between CAPITAL ONE FINANCIAL CORPORATION, a Delaware corporation (“Capital One” or the “Company”), and FIRST_NAME LAST_NAME (“you”), is made pursuant and subject to the provisions of the Company’s 2004 Stock Incentive Plan, as amended and restated (the “Plan”), and all capitalized terms used herein that are defined in the Plan shall have the same meaning given them in the Plan unless otherwise defined herein.
SPECIAL RETENTION, SEPARATION AND NON-COMPETE AGREEMENT AND RELEASENon-Compete Agreement • February 28th, 2013 • Capital One Financial Corp • State commercial banks • Delaware
This Special Retention, Separation and Non-Compete Agreement and Release (“Agreement”) is made by and between Peter A. Schnall (“you” or “your”) and Capital One Financial Corporation, including any of its subsidiaries (referred to collectively as “Capital One”) effective as of October 15, 2012.
CAPITAL ONE FINANCIAL CORPORATION Restricted Stock Award Agreement No. of Shares: 174,000Restricted Stock Award Agreement • February 28th, 2013 • Capital One Financial Corp • State commercial banks • Delaware
THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”), dated February 4, 2013 (the “Date of Grant”), between CAPITAL ONE FINANCIAL CORPORATION, a Delaware corporation (“Capital One” or the “Company”), and Stephen S. Crawford (“you”), is made pursuant and subject to the provisions of the Company’s 2004 Stock Incentive Plan, as amended and restated (the “Plan”), and all capitalized terms used herein that are defined in the Plan shall have the same meaning given them in the Plan unless otherwise defined herein.
CAPITAL ONE FINANCIAL CORPORATION Nonstatutory Stock Option Award Agreement No. of Shares Subject to Option: 325,985Nonstatutory Stock Option Award Agreement • February 28th, 2013 • Capital One Financial Corp • State commercial banks • Delaware
THIS NONSTATUTORY STOCK OPTION AWARD AGREEMENT (this “Agreement”), dated January 31, 2013 (the “Date of Grant”), between CAPITAL ONE FINANCIAL CORPORATION, a Delaware corporation (“Capital One” or the “Company”), and Richard D. Fairbank (“Optionee” or “you”), is made pursuant and subject to the provisions of the Company’s 2004 Stock Incentive Plan, as amended and restated (the “Plan”), and all capitalized terms used herein that are defined in the Plan shall have the same meaning given them in the Plan unless otherwise defined herein.
