Joint Filing AgreementJoint Filing Agreement • March 27th, 2013 • Shah Capital Management • Communications equipment, nec
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to with respect to ordinary shares, par value US$0.00375 per share, of UTStarcom Holdings Corp., and that this agreement may be included as an exhibit to such joint filing. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
CONSORTIUM AGREEMENT among SHAH CAPITAL OPPORTUNITY FUND LP, HIMANSHU H. SHAH, LU CHARITABLE REMAINDER TRUST, LU FAMILY TRUST, THE LU FAMILY LIMITED PARTNERSHIP and HONG LIANG LU Dated as of March 27, 2013Consortium Agreement • March 27th, 2013 • Shah Capital Management • Communications equipment, nec • New York
THIS CONSORTIUM AGREEMENT is made as of March 27, 2013, among Shah Capital Opportunity Fund LP (“Shah Capital”), Himanshu H. Shah (“Mr. Shah”, together with Shah Capital, the “Shah Parties”), the Lu Charitable Remainder Trust, the Lu Family Trust (together with the Lu Charitable Remainder Trust, the “Lu Trusts”), The Lu Family Limited Partnership (the “Lu Partnership”) and Hong Liang Lu (“Mr. Lu”, together with the Lu Trusts and the Lu Partnership, the “Lu Parties”). Each of Shah Capital, Mr. Shah, the Lust Trusts, the Lu Partnership and Mr. Lu is referred to herein as a “Party” and collectively, the “Parties”.
