0001193125-13-217065 Sample Contracts

SECURITIES PURCHASE AGREEMENT

Securities Purchase Agreement • May 13th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Securities Purchase Agreement
• Filed
  May 13th, 2013
• Company
  Institutional Financial Markets, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 9th day of May, 2013 (the “Effective Date”), by and between Institutional Financial Markets, Inc., a Maryland corporation (the “Company”) and Cohen Bros. Financial, LLC, a Delaware limited liability company of which Daniel G. Cohen is the sole member (“Buyer”).

REGISTRATION RIGHTS AGREEMENT

Registration Rights Agreement • May 13th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Registration Rights Agreement
• Filed
  May 13th, 2013
• Company
  Institutional Financial Markets, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This Registration Rights Agreement (this “Agreement”) is made and entered into as of this 9th day of May, 2013, by and among Institutional Financial Markets, Inc., a Maryland corporation (the “Company”), and the Investors (as defined below). Capitalized terms used herein but otherwise not defined shall have the meanings ascribed to such terms in the Securities Purchase Agreement (as defined below).