NETWORKING AgreementNetworking Agreement • May 15th, 2013 • Financial Investors Trust • Colorado
Contract Type FiledMay 15th, 2013 Company JurisdictionAGREEMENT entered into this day of , 200 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS” or “Fund Agent”), and with its principal place of business in (“Firm”).
DISTRIBUTION AGREEMENTDistribution Agreement • May 15th, 2013 • Financial Investors Trust • Colorado
Contract Type FiledMay 15th, 2013 Company JurisdictionThis Distribution Agreement (the “Agreement”) dated as of April 30, 2013, between Financial Investors Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Schedule A (each, a “Fund”), and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934 (the “Distributor”).
Fund/SERV AgreementFund/Serv Agreement • May 15th, 2013 • Financial Investors Trust • Colorado
Contract Type FiledMay 15th, 2013 Company JurisdictionAGREEMENT entered into this day of , 200 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”), and with its principal place of business in (“Trust Entity”).
SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • May 15th, 2013 • Financial Investors Trust • Colorado
Contract Type FiledMay 15th, 2013 Company JurisdictionTHIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business at , , (hereinafter “Servicer”).
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • May 15th, 2013 • Financial Investors Trust • Colorado
Contract Type FiledMay 15th, 2013 Company JurisdictionTHIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of (hereinafter “Broker/Dealer”).