INTERNATIONAL STEM CELL CORPORATION — Units Each Unit Consisting of One Share of Common Stock and One Series A Warrant to Purchase One Share of Common Stock and — Series B Warrants, Each to Purchase One Unit PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 2nd, 2013 • International Stem Cell CORP • Pharmaceutical preparations • New York
Contract Type FiledJuly 2nd, 2013 Company Industry Jurisdiction
International Stem Cell Corporation Carlsbad, California 92008 Gentlemen:Subscription Agreement • July 2nd, 2013 • International Stem Cell CORP • Pharmaceutical preparations • New York
Contract Type FiledJuly 2nd, 2013 Company Industry JurisdictionThe undersigned (the “Investor”) hereby confirms its agreement with International Stem Cell Corporation, a Delaware corporation (the “Company”) as follows:
COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATIONCommon Stock Purchase Warrant • July 2nd, 2013 • International Stem Cell CORP • Pharmaceutical preparations • New York
Contract Type FiledJuly 2nd, 2013 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, — (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Original Issue Date (as defined below) (the “Exercisability Date”) and on or prior to the close of business on the fifth anniversary of the Exercisability Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from International Stem Cell Corporation, a Delaware corporation (the “Company”), up to 1 shares (the “Warrant Shares”) of common stock, par value $0.001 (the “Common Stock”), of the Company.