PREFERRED STOCK SUBSCRIPTION AGREEMENTPreferred Stock Subscription Agreement • September 13th, 2013 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
THIS PREFERRED STOCK SUBSCRIPTION AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this “Agreement”) is entered into on September 11, 2013, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the “Company”), PCA LSG HOLDINGS, LLC, a Delaware limited liability company (“PCA Holdings”), LSGC HOLDINGS II, LLC, a Delaware limited liability company (“Holdings II,” and together with PCA Holdings, “Pegasus”), and RW LSG HOLDINGS LLC, a Delaware limited liability company (“Riverwood” and together with Pegasus, the “Purchasers”).
RE: Amendment No. 1 to Preferred Stock Subscription AgreementPreferred Stock Subscription Agreement • September 13th, 2013 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
This Amendment No. 1 (this “Amendment”) is made to that certain Preferred Stock Subscription Agreement (the “Subscription Agreement”), dated as of May 25, 2012, by and among Lighting Science Group Corporation (the “Company”), RW LSG Holdings LLC (“Riverwood”) and the other Purchasers signatories thereto. This Amendment shall be effective with respect to each of the undersigned Purchasers upon execution by the Company and such Purchaser and the filing of the Restated Certificates of Designation (as defined below) with the Secretary of State of the State of Delaware (the later to occur of such events, the “Amendment Effective Date”).
RE: Amendment No. 1 to Preferred Stock Subscription AgreementPreferred Stock Subscription Agreement • September 13th, 2013 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
This Amendment No. 1 (this “Amendment”) is made to that certain Preferred Stock Subscription Agreement (the “Subscription Agreement”), dated as of September 25, 2012, by and among Lighting Science Group Corporation (the “Company”) Cleantech Europe II (A) LP (“Cleantech A”) and Cleantech Europe II (B) LP (“Cleantech B” and, together with Cleantech A, “Zouk”). This Amendment shall be effective with respect to Zouk upon execution by the Company and Zouk and the filing of the Restated Certificates of Designation (as defined below) with the Secretary of State of the State of Delaware (the later to occur of such events, the “Amendment Effective Date”).
RE: Amendment No. 1 to Preferred Stock Subscription AgreementPreferred Stock Subscription Agreement • September 13th, 2013 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
This Amendment No. 1 (this “Amendment”) is made to that certain Preferred Stock Subscription Agreement (the “Subscription Agreement”), dated as of September 25, 2012, by and between Lighting Science Group Corporation (the “Company”) and Portman Limited (“Portman”). This Amendment shall be effective with respect to Portman upon execution by the Company and Portman and the filing of the Restated Certificates of Designation (as defined below) with the Secretary of State of the State of Delaware (the later to occur of such events, the “Amendment Effective Date”).
