ARTICLE I ISSUANCE OF STOCK AND PAYMENT OF SUBSCRIPTION PRICE; CLOSING ------------------------------------------------------------Preferred Stock Subscription Agreement • April 1st, 2003 • International Dispensing Corp • Fabricated rubber products, nec • New York
Contract Type FiledApril 1st, 2003 Company Industry Jurisdiction
June 2, 2001 International Dispensing Corporation 1111 Benfield Boulevard, Suite 230 Millersville, Maryland 21108 Gentlemen: Reference is made to the Preferred Stock Subscription Agreement (the "Purchase Agreement") dated as of August 15, 2000, by and...Preferred Stock Subscription Agreement • December 2nd, 2002 • Shield Juliet • Fabricated rubber products, nec
Contract Type FiledDecember 2nd, 2002 Company Industry
September 25, 2012 Pegasus Capital Advisors, L.P. c/o Pegasus Capital Advisors Cos Cob, CT 06807 Gentlemen:Preferred Stock Subscription Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionReference is made to (i) the Series H Preferred Stock Subscription Agreement, dated as of May 25, 2012 (the “Riverwood Subscription Agreement”), between Lighting Science Group Corporation, a Delaware corporation (the “Company”) and RW LSG Holdings LLC, a Delaware limited liability company (“Riverwood”), (ii) the Preferred Stock Subscription Agreement, dated as of the date hereof (the “Zouk Subscription Agreement”), between the Company, Cleantech Europe II (A) LP, a limited partnership established under the laws of England (“Cleantech A”), and Cleantech Europe II (B) LP, a limited partnership established under the laws of England (together with Cleantech A, “Zouk”), and (iii) the Preferred Stock Subscription Agreement, dated as of the date hereof (the “Portman Subscription Agreement” and together with the Riverwood Subscription Agreement and the Zouk Subscription Agreement, the “Subscription Agreements”), between the Company and Portman Limited, a Cayman Islands exempted company (“Portm
PREFERRED STOCK SUBSCRIPTION AGREEMENTPreferred Stock Subscription Agreement • November 22nd, 2013 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
Contract Type FiledNovember 22nd, 2013 Company Industry JurisdictionTHIS PREFERRED STOCK SUBSCRIPTION AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this “Agreement”) is entered into on November 19, 2013, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the “Company”) and LSGC Holdings II LLC, a Delaware limited liability company (“Purchaser”).
EX-10.1 6 d416085dex101.htm PREFERRED STOCK SUBSCRIPTION AGREEMENT PREFERRED STOCK SUBSCRIPTION AGREEMENTPreferred Stock Subscription Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionTHIS PREFERRED STOCK SUBSCRIPTION AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this “Agreement”) is entered into on September 25, 2012, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the “Company”) and Portman Limited, a Cayman Islands exempted company (“Purchaser”).
EX-10.1 5 d361468dex101.htm PREFERRED STOCK SUBSCRIPTION AGREEMENT, DATED AS OF MAY 25, 2012 Execution Version PREFERRED STOCK SUBSCRIPTION AGREEMENTPreferred Stock Subscription Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionTHIS PREFERRED STOCK SUBSCRIPTION AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this “Agreement”) is entered into on May 25, 2012, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the “Company”), RW LSG HOLDINGS LLC, a Delaware limited liability company (the “Primary Investor”) and the undersigned Purchasers (together with Primary Investor, the “Purchasers”).
FLASHSEED PREFERRED STOCK SUBSCRIPTION AGREEMENTPreferred Stock Subscription Agreement • October 13th, 2020 • California
Contract Type FiledOctober 13th, 2020 Jurisdiction
RE: Amendment No. 1 to Preferred Stock Subscription AgreementPreferred Stock Subscription Agreement • September 13th, 2013 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
Contract Type FiledSeptember 13th, 2013 Company Industry JurisdictionThis Amendment No. 1 (this “Amendment”) is made to that certain Preferred Stock Subscription Agreement (the “Subscription Agreement”), dated as of May 25, 2012, by and among Lighting Science Group Corporation (the “Company”), RW LSG Holdings LLC (“Riverwood”) and the other Purchasers signatories thereto. This Amendment shall be effective with respect to each of the undersigned Purchasers upon execution by the Company and such Purchaser and the filing of the Restated Certificates of Designation (as defined below) with the Secretary of State of the State of Delaware (the later to occur of such events, the “Amendment Effective Date”).
September 25, 2012 RW LSG Holdings LLC c/o Riverwood Capital Management Menlo Park, CA 94025 Gentlemen:Preferred Stock Subscription Agreement • September 26th, 2012 • RW LSG Holdings LLC • Electric lighting & wiring equipment • New York
Contract Type FiledSeptember 26th, 2012 Company Industry JurisdictionReference is made to (i) the Series H Preferred Stock Subscription Agreement, dated as of May 25, 2012 (the “Riverwood Subscription Agreement”), between Lighting Science Group Corporation, a Delaware corporation (the “Company”) and RW LSG Holdings LLC, a Delaware limited liability company (“Riverwood”), (ii) the Preferred Stock Subscription Agreement, dated as of the date hereof (the “Zouk Subscription Agreement”), between the Company, Cleantech Europe II (A) LP, a limited partnership established under the laws of England (“Cleantech A”), and Cleantech Europe II (B) LP, a limited partnership established under the laws of England (together with Cleantech A, “Zouk”), and (iii) the Preferred Stock Subscription Agreement, dated as of the date hereof (the “Portman Subscription Agreement” and together with the Riverwood Subscription Agreement and the Zouk Subscription Agreement, the “Subscription Agreements”), between the Company and Portman Limited, a Cayman Islands exempted company (“Portm
RE: Amendment No. 1 to Preferred Stock Subscription AgreementPreferred Stock Subscription Agreement • September 13th, 2013 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
Contract Type FiledSeptember 13th, 2013 Company Industry JurisdictionThis Amendment No. 1 (this “Amendment”) is made to that certain Preferred Stock Subscription Agreement (the “Subscription Agreement”), dated as of September 25, 2012, by and among Lighting Science Group Corporation (the “Company”) Cleantech Europe II (A) LP (“Cleantech A”) and Cleantech Europe II (B) LP (“Cleantech B” and, together with Cleantech A, “Zouk”). This Amendment shall be effective with respect to Zouk upon execution by the Company and Zouk and the filing of the Restated Certificates of Designation (as defined below) with the Secretary of State of the State of Delaware (the later to occur of such events, the “Amendment Effective Date”).
EXHIBIT 10.1 PREFERRED STOCK SUBSCRIPTION AGREEMENTPreferred Stock Subscription Agreement • November 7th, 1995 • TJX Companies Inc /De/ • Retail-variety stores • New York
Contract Type FiledNovember 7th, 1995 Company Industry Jurisdiction
ContractPreferred Stock Subscription Agreement • June 29th, 2020 • Luokung Technology Corp. • Services-computer programming services
Contract Type FiledJune 29th, 2020 Company IndustryThis “Preferred Stock Subscription Agreement” (hereinafter referred to as “this Agreement”) was signed by the following two parties on June 17, 2020:
PREFERRED STOCK SUBSCRIPTION AGREEMENT September 12, 2023Preferred Stock Subscription Agreement • September 13th, 2023 • Ares Acquisition Corp • Fabricated plate work (boiler shops)
Contract Type FiledSeptember 13th, 2023 Company IndustryThis Subscription Agreement (this “Subscription Agreement”) is being entered into as of the date set forth on the signature page to this Subscription Agreement, by and between Ares Acquisition Corporation, a Cayman Islands exempted company, which shall be domesticated as a Delaware corporation prior to the closing of the Transaction (as defined in this Subscription Agreement) (together with any successor thereto, including after the Domestication (as defined in this Subscription Agreement), “SPAC”), and AAC Holdings II LP, a Delaware limited partnership (the “Investor”), in connection with the Business Combination Agreement, dated as of December 5, 2022 (as amended by the First Amendment to the Business Combination Agreement, dated as of June 11, 2023, and as may be further amended, supplemented or otherwise modified from time to time, the “Business Combination Agreement”), by and among SPAC, X-Energy Reactor Company, LLC, a Delaware limited liability company (the “X-energy”), and the
RE: Amendment No. 1 to Preferred Stock Subscription AgreementPreferred Stock Subscription Agreement • September 13th, 2013 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
Contract Type FiledSeptember 13th, 2013 Company Industry JurisdictionThis Amendment No. 1 (this “Amendment”) is made to that certain Preferred Stock Subscription Agreement (the “Subscription Agreement”), dated as of September 25, 2012, by and between Lighting Science Group Corporation (the “Company”) and Portman Limited (“Portman”). This Amendment shall be effective with respect to Portman upon execution by the Company and Portman and the filing of the Restated Certificates of Designation (as defined below) with the Secretary of State of the State of Delaware (the later to occur of such events, the “Amendment Effective Date”).
PREFERRED STOCK SUBSCRIPTION AGREEMENTPreferred Stock Subscription Agreement • December 21st, 2010 • Clavis Technologies International Co., Ltd. • Communications equipment, nec • Nevada
Contract Type FiledDecember 21st, 2010 Company Industry JurisdictionThis Preferred Stock Subscription Agreement (this "Subscription Agreement") is executed by the parties hereto as ofthis 20th day of December, 2010.
September 11, 2015 Cleantech Europe II (A) LP Cleantech Europe II (B) LP c/o Zouk Ventures Limited London, SW3 1 ER United Kingdom Attention: Dominique Burgauer RE: Amendment No. 2 to Preferred Stock Subscription Agreement Ladies and Gentlemen:Preferred Stock Subscription Agreement • September 17th, 2015 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
Contract Type FiledSeptember 17th, 2015 Company Industry JurisdictionThis Amendment No. 2 (this “Amendment”) is made to that certain Preferred Stock Subscription Agreement (as amended from time to time, the “Subscription Agreement”), dated as of September 25, 2012, by and among Lighting Science Group Corporation (the “Company”) Cleantech Europe II (A) LP (“Cleantech A”) and Cleantech Europe II (B) LP (“Cleantech B” and, together with Cleantech A, “Zouk”). This Amendment shall be effective with respect to Zouk upon execution by the Company and Zouk (the “Amendment Effective Date”).
PREFERRED STOCK SUBSCRIPTION AGREEMENT IN CODE GREEN APPAREL CORP.Preferred Stock Subscription Agreement • January 29th, 2016 • Code Green Apparel Corp • Gold and silver ores • Nevada
Contract Type FiledJanuary 29th, 2016 Company Industry Jurisdiction
Safety Arms Systems Corp. Preferred Stock Subscription AgreementPreferred Stock Subscription Agreement • July 31st, 2024 • Delaware
Contract Type FiledJuly 31st, 2024 JurisdictionThe undersigned ("Subscriber”) hereby tenders this subscription ("Subscription Agreement") to Safety Arms Systems Corp. a Delaware Corporation (the "Company"), on the terms and conditions set forth below:
FORM OF PREFERRED STOCK SUBSCRIPTION AGREEMENTPreferred Stock Subscription Agreement • December 30th, 2010 • California Gold Corp. • Metal mining • New York
Contract Type FiledDecember 30th, 2010 Company Industry Jurisdiction
BLACK SANDS ENTERTAINMENT INC PREFFERED STOCK SUBSCRIPTION AGREEMENTPreferred Stock Subscription Agreement • October 3rd, 2016 • New York
Contract Type FiledOctober 3rd, 2016 JurisdictionTHE SECURITIES ARE BEING OFFERED PURSUANT TO SECTION 4(A)(6) AND REGULATION CROWDFUNDING OF THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OR ANY OTHER JURISDICTION. NO FEDERAL OR STATE SECURITIES ADMINISTRATOR HAS REVIEWED OR PASSED ON THE ACCURACY OR ADEQUACY OF THE OFFERING MATERIALS FOR THESE SECURITIES. THERE ARE SIGNIFICANT RESTRICTIONS ON THE TRANSFERABILITY OF THE SECURITIES DESCRIBED HEREIN AND NO RESALE MARKET MAY BE AVAILABLE AFTER RESTRICTIONS EXPIRE. THE PURCHASE OF THESE SECURITIES INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN BEAR THE RISK OF THE LOSS OF THEIR ENTIRE INVESTMENT WITHOUT A CHANGE IN THEIR LIFESTYLE.
PREFERRED STOCK SUBSCRIPTION AGREEMENT PETROLIA ENERGY CORPORATION (a Texas corporation)Preferred Stock Subscription Agreement • May 15th, 2017 • Petrolia Energy Corp • Crude petroleum & natural gas • Texas
Contract Type FiledMay 15th, 2017 Company Industry JurisdictionPetrolia Energy Corporation, a Texas corporation (the “Company”), is offering for purchase to a limited number of qualified investors up to an aggregate of $2,000,000.00 (the “Maximum Amount”) in shares of Series A Convertible 9% Preferred Stock of the Company (the “Shares” or the “Securities”) (the “Offering”) for $10.00 per Share. The Shares are being offered on a “best efforts, no minimum” basis to a limited number of accredited investors and non-“U.S. Persons”. The Offering is made in reliance upon an exemption from registration under the federal securities laws provided by Rule 506(b) of Regulation D and Regulation S of the Securities Act of 1933, as amended. The minimum investment is $25,000.00, although the Company may, in its discretion, accept subscriptions for a lesser amount. The Company reserves the right to reject orders for the purchase of Shares in whole or in part, and if a subscription is rejected the subscriber’s funds will be returned without interest the next busine