SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • September 24th, 2013 • ALPS Series Trust • Colorado
THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business at , , (hereinafter “Servicer”).
Fund/SERV AgreementFund/Serv Agreement • September 24th, 2013 • ALPS Series Trust • Colorado
AGREEMENT entered into this day of , 201 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”), and with its principal place of business in (“Trust Entity”).
NETWORKING AgreementNetworking Agreement • September 24th, 2013 • ALPS Series Trust • Colorado
WHEREAS, this Agreement is being executed by either (a) the transfer agent, shareholder servicing agent and/or other agent (“Fund Agent”) for certain investment companies (“Funds”), or (b) an entity that engages in the purchase and sale of shares of the Funds on behalf of its clients (“Firm”);
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • September 24th, 2013 • ALPS Series Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of (hereinafter “Broker/Dealer”).
AMENDMENT TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • September 24th, 2013 • ALPS Series Trust
This Amendment dated as of August 6, 2013 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated July 30, 2013 (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the GKE Asian Opportunities Fund (the “Fund”), a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
