NORTHERN TRUST CORPORATION (Delaware corporation) 3.950% Subordinated Notes due 2025 UNDERWRITING AGREEMENTUnderwriting Agreement • October 31st, 2013 • Northern Trust Corp • State commercial banks • New York
This communication is intended for the sole use of the person to whom it is provided by us. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling (i) Merrill Lynch, Pierce, Fenner & Smith Incorporated at 1-800-294-1322, or (ii) Goldman, Sachs & Co. at 1-866-471-2526 or by emailing prospectus-ny@ny.email.gs.com.
NORTHERN TRUST CORPORATION FIRST SUPPLEMENTAL INDENTURE Dated as of October 31, 2013 to JUNIOR SUBORDINATED INDENTURE Dated as of January 1, 1997 THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (as successor to The First National Bank of Chicago, a...First Supplemental Indenture • October 31st, 2013 • Northern Trust Corp • State commercial banks • Illinois
This FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of October 31, 2013, is by and between NORTHERN TRUST CORPORATION, a Delaware corporation (the “Corporation”) and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (as successor to The First National Bank of Chicago, a national banking association) (the “Trustee”).
