INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 19th, 2014 • Guggenheim Funds Trust • New York
THIS AGREEMENT is made as of February 12, 2014 between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 19th, 2014 • Guggenheim Funds Trust
THIS AGREEMENT, dated as of February 12, 2014, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
Amendment dated February 12, 2014 to the Fund Accounting and Administration Agreement between Guggenheim Funds Trust and Rydex Fund Services, LLC Dated January 27, 2014Fund Accounting and Administration Agreement • March 19th, 2014 • Guggenheim Funds Trust
The following amendment is made to Schedule A and Schedule B of the Fund Accounting and Administration Agreement between Guggenheim Funds Trust (the “Trust”) and Rydex Fund Services, LLC (“RFS”), dated January 27, 2014, as amended to date (the “Agreement”), and is hereby incorporated into and made a part of the Agreement:
Amendment dated February 12, 2014 to the Transfer Agency Agreement between Guggenheim Funds Trust and Rydex Fund Services, LLC Dated January 27, 2014Transfer Agency Agreement • March 19th, 2014 • Guggenheim Funds Trust
The following amendment is made to Schedule A of the Transfer Agency between Guggenheim Funds Trust (the “Trust”) and Rydex Fund Services, LLC (“RFS”), dated January 27, 2014, as amended to date (the “Agreement”), and is hereby incorporated into and made a part of the Agreement:
