DISTRIBUTION AGREEMENT THIS AGREEMENT, dated as of January 1, 1964, and amended and restated effective as of the 3rd day of February, 2002, between Security Equity Fund, a Kansas corporation (hereinafter referred to as the "Fund"), and Security...Distribution Agreement • February 2nd, 2009 • Security Equity Fund
WITNESSETH:Sub-Advisory Agreement • September 29th, 2008 • Security Equity Fund • Kansas
4. Powers and Duties of Custodian and Domestic Subcustodian 2 (a) Safekeeping 3 (b) Manner of Holding Securities 3 (c) Free Delivery of Assets 4 (d) Exchange of Securities 4 (e) Purchases of Assets 5 (f) Sales of Assets 5 (g) Options 6 (h) Futures...Custody Agreement • May 1st, 2000 • Security Equity Fund
EXPENSE LIMITATION AGREEMENT THIS AGREEMENT, dated as of April 1, 2008, amended and restated effective as of August 18, 2008, amended and restated effective as of November 21, 2008, amended and restated effective as of April 1, 2009, amended and...Expense Limitation Agreement • January 29th, 2010 • Security Equity Fund
INVESTMENT MANAGEMENT AGREEMENT This Agreement, made and entered into this 27th day of January, 2000, and amended and restated effective as of November 18, 2005 and amended and restated as of February 8, 2008, by and between SECURITY EQUITY FUND, a...Investment Management Agreement • June 1st, 2009 • Security Equity Fund
WITNESSETH:Custodian Agreement • July 10th, 2008 • Security Equity Fund
SUBADVISORY AGREEMENT THIS AGREEMENT is made and entered into on this 4th day of June, 1999 between SECURITY MANAGEMENT COMPANY, LLC (the "Adviser"), a Kansas limited liability company, registered under the Investment Advisers Act of 1940, as amended...Subadvisory Agreement • November 29th, 1999 • Security Equity Fund • Kansas
TRANSFER AGENCY AGREEMENT AGREEMENT made as of this 1st day of February, 2004, between Security Equity Fund (the "Company"), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636, and Security...Transfer Agency Agreement • November 13th, 2009 • Security Equity Fund • Kansas
WITNESSETH:Sub-Advisory Agreement • April 25th, 2008 • Security Equity Fund • Kansas
CUSTODY AGREEMENTCustody Agreement • November 13th, 2009 • Security Equity Fund
WITNESSETH:Sub-Advisory Agreement • January 30th, 2007 • Security Equity Fund • Delaware
SHAREHOLDER SERVICES AGREEMENT RYDEX FUNDSShareholder Services Agreement • January 29th, 2010 • Security Equity Fund • Maryland
WITNESSETH:Distribution Agreement • April 25th, 2008 • Security Equity Fund
CHASE LOGO] GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective May 1st, 1991, and is between THE CHASE MANHATTAN BANK ("Bank") and each of the portfolios listed on Exhibit 1 hereto (each a "Customer"). With respect to any obligations of a particular...Global Custody Agreement • May 1st, 2000 • Security Equity Fund • New York
CLASS C DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 1999 • Security Equity Fund
WITNESSETH:Investment Management Agreement • September 29th, 2008 • Security Equity Fund
SECURITY FUNDS SHAREHOLDER SERVICE AGREEMENT This Shareholder Service Agreement (the "Agreement") has been adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, by each of the Security Funds (or designated classes of such funds)...Shareholder Service Agreement • January 30th, 2009 • Security Equity Fund • Kansas
EXPENSE LIMITATION AGREEMENT THIS AGREEMENT, dated as of January 1, 2007, is made and entered into by and between Security Management Company, LLC (the "Advisor") and each of the registered investment companies set forth on Schedule A (each such...Expense Limitation Agreement • January 30th, 2007 • Security Equity Fund
SUBADVISORY AGREEMENT THIS AGREEMENT is made and entered into on this 26th day of January, 1999 between SECURITY MANAGEMENT COMPANY, LLC (the "Adviser"), a Kansas limited liability company, registered under the Investment Advisers Act of 1940, as...Subadvisory Agreement • May 27th, 1999 • Security Equity Fund • Kansas
DEALER AGREEMENT Rydex Distributors, Inc. (the "Distributor") serves as the principal underwriter for the Rydex|SGI family of investment companies, including the open-end investment companies (the "Open-End Funds") and closed- end investment companies...Dealer Agreement • November 13th, 2009 • Security Equity Fund • Delaware
SUBADVISORY AGREEMENT THIS AGREEMENT is made and entered into on this 1st day of May, 2001 between SECURITY MANAGEMENT COMPANY, LLC (the "Adviser"), a Kansas limited liability company, registered under the Investment Advisers Act of 1940, as amended...Subadvisory Agreement • January 15th, 2002 • Security Equity Fund • Kansas
CLASS B DISTRIBUTION AGREEMENTDistribution Agreement • November 15th, 2002 • Security Equity Fund
FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 15th, 2002 • Security Equity Fund • Kansas
FORM OF CLASS C DISTRIBUTION AGREEMENTDistribution Agreement • November 13th, 1998 • Security Equity Fund
INVESTMENT MANAGEMENT AND SERVICES AGREEMENT This Agreement, made and entered into this 27th day of January, 2000, and amended and restated effective as of the 1st day of May, 2002, by and between SECURITY EQUITY FUND, a Kansas corporation...Investment Management and Services Agreement • June 10th, 2003 • Security Equity Fund
FUND ACCOUNTING AND ADMINISTRATION AGREEMENT AGREEMENT made this 1st day of February, 2004, between Security Equity Fund (the "Company"), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas, 66636,...Fund Accounting and Administration Agreement • February 2nd, 2009 • Security Equity Fund • Kansas
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 13th, 2024 • Guggenheim Funds Trust • New York
THIS AGREEMENT is made as of February 29, 2024, between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
WITNESSETH:Sub-Advisory Agreement • April 25th, 2008 • Security Equity Fund • Kansas
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • January 31st, 2012 • Security Equity Fund • Kansas
TRANSFER AGENCY AGREEMENT dated as of February 21, 2011, between Security Equity Fund (the “Company”), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636, and Rydex Fund Services, LLC, (“RFS”), a Kansas limited liability company, having its principal place of business at 805 King Farm Blvd., Ste 600, Rockville, Maryland 20850, is hereby amended and restated as of the 1st day of February, 2012.
EXPENSE LIMITATION/FEE WAIVER AGREEMENT THIS AGREEMENT, dated as of April 1, 2008, and amended and restated effective as of August 18, 2008 and amended and restated effective as of November 21, 2008, is made and entered into by and between Security...Expense Limitation/Fee Waiver Agreement • January 30th, 2009 • Security Equity Fund
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 13th, 2013 • Security Equity Fund • New York
THIS AGREEMENT is made as of February 13, 2013 between SECURITY EQUITY FUND, a Kansas corporation (hereinafter referred to as the “Fund”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
AMENDMENT TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • November 29th, 2016 • Guggenheim Funds Trust
This AMENDMENT this “Amendment”) is made and entered into, as of this 20th day of July, 2016, by and between Rydex Fund Services, LLC (“RFS”) and Guggenheim Funds Trust (the “Trust”).
INVESTMENT SUB-ADVISORY AGREEMENT Between SECURITY INVESTORS, LLC and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCInvestment Sub-Advisory Agreement • January 28th, 2014 • Security Equity Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT, made as of the 27th day of January, 2014, between Security Investors, LLC (“Adviser”), a limited liability company organized and existing under the laws of the State of Kansas, and Guggenheim Partners Investment Management, LLC (“Sub-Adviser”), a limited liability company organized and existing under the laws of the State of Delaware.
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • January 28th, 2014 • Security Equity Fund • Delaware
TRANSFER AGENCY AGREEMENT dated as of January 27, 2014, between Guggenheim Funds Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850, and Rydex Fund Services, LLC, (“RFS”), a Kansas limited liability company, having its principal place of business at 805 King Farm Blvd., Ste 600, Rockville, Maryland 20850.
FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • January 28th, 2014 • Security Equity Fund • New York
AGREEMENT made as of this 27th day of January, 2014, between Guggenheim Funds Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850, and Rydex Fund Services, LLC (“RFS”), a Kansas limited liability company having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850.
