FOURTH AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 27th, 2014 • AQR Funds
This fourth amendment (the “Amendment”) to the Investment Management Agreement is made as of the 21st day of February, 2014 by and between AQR Funds, on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC.
FOURTH AMENDMENT TO SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • March 27th, 2014 • AQR Funds
This fourth amendment (the “Amendment”) to the Shareholder Services Agreement is made as of the 21st day of February, 2014 by and between AQR Funds, on behalf of each series listed on Schedule A, and AQR Capital Management, LLC.
TENTH AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 27th, 2014 • AQR Funds
This tenth amendment (the “Amendment”) to the Investment Advisory Agreement is made as of the 1st day of April, 2014 by and between AQR Funds, on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC.
Amendment No. 12 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • March 27th, 2014 • AQR Funds
This Amendment No. 12 dated as of February 21, 2014 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDMENT NINE TO ADMINISTRATION AGREEMENTAdministration Agreement • March 27th, 2014 • AQR Funds
This Amendment, dated February 21, 2014, amends the Administration Agreement (“Agreement”) dated September 9, 2010 between J.P. Morgan Investor Services Co. (“J.P. Morgan”) and the AQR Funds, a Delaware statutory trust, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
Amendment No. 8 to Distribution AgreementDistribution Agreement • March 27th, 2014 • AQR Funds
This Amendment No. 8, dated as of February 21, 2014 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
Amendment No. 12 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • March 27th, 2014 • AQR Funds
This Amendment No. 12, dated as of February 21, 2014 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
SECOND AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • March 27th, 2014 • AQR Funds • Delaware
WHEREAS, the parties hereto entered into a Fee Waiver and Expense Reimbursement Agreement dated as of December 10, 2008, as amended (the “Original Agreement”) in order to reduce the investment advisory fees charged to the Funds described in the Advisory Agreement and Management Agreement (as defined below), waive other fees it is entitled to receive from the Funds and/or reimburse certain operating expenses for the Funds to keep net expenses at specified levels as set forth in Appendix A;
AMENDMENT EIGHT TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • March 27th, 2014 • AQR Funds
This Amendment, dated February 21, 2014, amends the Global Custody Agreement (“Agreement”) dated September 8, 2010 (“Original Effective Date”) between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and the AQR Funds, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
