COLONY FINANCIAL, INC. (a Maryland corporation) 3,000,000 Shares of 7.50% Series B Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2014 • Colony Financial, Inc. • Real estate investment trusts • New York
COLONY FINANCIAL, INC. (a Maryland corporation)Underwriting Agreement • June 17th, 2014 • Colony Financial, Inc. • Real estate investment trusts • New York
Colony Financial, Inc., a Maryland corporation (the “Company”), confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Barclays Capital Inc. (“Barclays”) and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters”), for whom Merrill Lynch and Barclays are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $150,000,000 aggregate principal amount of the Company’s additional 3.875% Convertible Senior Notes due 2021 (the “Initial Securities”) set forth in Schedule A hereof and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase up to an additional $22,500,000 aggregate principal amount of the Company’s additional 3.875% Convertible Senior Notes due 2021 (the “Option S
