FORM OF AUTHORIZED PARTICIPANT AGREEMENT PIMCO ETF TrustAuthorized Participant Agreement • July 31st, 2014 • PIMCO ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into between PIMCO Investments LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Distributor, the Participant, and the Transfer Agent acknowledge and agree that PIMCO ETF Trust (the “Trust”) and each series thereof (each, a “Fund,” and collectively, the “Funds”) shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement to the extent specified herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund (together with the Statement of Additional Information (“SAI”) incorporated therein, the “Prospectus”).
FEE WAIVER AGREEMENT PIMCO ETF Trust Newport Beach, California 92660 June 30, 2014Fee Waiver Agreement • July 31st, 2014 • PIMCO ETF Trust
This will confirm the agreement between PIMCO ETF Trust (the “Trust”) on behalf of the Fund and Pacific Investment Management Company LLC (“PIMCO”), as follows:
Appendix A to Custody & Investment Accounting Agreement Dated May 22, 2009 Amended 09/30/2013Custody & Investment Accounting Agreement • July 31st, 2014 • PIMCO ETF Trust
