FORM OF CUSTODIAN AGREEMENTForm of Custodian Agreement • August 28th, 2014 • Financial Investors Trust • New York
THIS AGREEMENT, dated as of December 16th, 2013, between Financial Investors Trust, a management investment company organized under the laws of the State of Massachusetts, and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) on behalf of each series listed on Schedule I hereto (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
ALPS ADVISORS, INC.Financial Investors Trust • August 28th, 2014
This letter confirms the agreement by ALPS Advisors, Inc. (the “Adviser”) and Kotak Mahindra (UK) Limited (the “Sub-Adviser”) and the Trust with respect to the Fund.
SEAFARER CAPITAL PARTNERS LLC LETTERHEADFinancial Investors Trust • August 28th, 2014
ALPS ADVISORS, INC.Financial Investors Trust • August 28th, 2014
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that they are entitled to receive from the Fund.
HANSON MCCLAIN, INC. LETTERHEADFinancial Investors Trust • August 28th, 2014
EMERALD LETTERHEADEmerald Letterhead • August 28th, 2014 • Financial Investors Trust
ALPS ADVISORS, INC.Financial Investors Trust • August 28th, 2014
This letter confirms ALPS Advisors, Inc.’s (the “Adviser”) agreement with the Trust to contractually limit the total amount of the “Advisory Fee” and “Other Expenses” that they are entitled to receive from the Fund.
VULCAN VALUE PARTNERS, LLC LETTERHEADFinancial Investors Trust • August 28th, 2014
AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 28th, 2014 • Financial Investors Trust
This Amendment dated as of June 10, 2014 (this “Amendment”) is to the Investment Advisory Agreement dated as of January 30, 2012 (the “Agreement”), by and between Seafarer Capital Partners, LLC, a Delaware limited liability company (the “Adviser”), and Financial Investors Trust (the “Trust”), a Delaware statutory trust, regarding the Fund listed in Appendix A (the “Fund”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
ALPS ADVISORS, INC.Financial Investors Trust • August 28th, 2014
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) and Red Rocks Capital LLC (the “Sub-Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that they are entitled to receive from the Fund.
ALPS ADVISORS, INC.Financial Investors Trust • August 28th, 2014
This letter confirms the agreement by ALPS Advisors, Inc. (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that they are entitled to receive from the Fund. To the extent the Total Annual Fund Operating Expenses (as defined in Item 3 to Form N-1A), after such expense reimbursement and/or fee waiver (exclusive of distribution and service (12b-1) fees, shareholder services fees, acquired fund fees and expenses, brokerage commissions, taxes and extraordinary expenses) does not exceed 0.85% for each of the Class A, Class C and Class I shares of the Fund, the Adviser will reduce the fee payable with respect to the Fund to the extent of such excess and/or shall reimburse the Fund (or class as applicable) by the amount of such excess. The waiver or reimbursement shall be allocated to each class of the Fund in the same manner as the underlying expenses or fees were allocated.
