ContractCustody Agreement • September 15th, 2014 • AQR Funds • New York
CUSTODY AGREEMENT (this “Agreement”) dated as of September 4, 2014, between AQR FUNDS, a Delaware statutory trust organized and existing under the laws of the state of Delaware having its principal office and place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, CT 06830, on behalf of itself and on behalf of its AQR Equity Market Neutral Fund series (“Customer”), and JPMORGAN CHASE BANK, N. A., a national banking association (“Custodian”).
Amendment No. 14 to Transfer Agency Interactive Client Services AgreementAgency Interactive Client Services Agreement • September 15th, 2014 • AQR Funds
This Amendment No. 14, dated as of August 13, 2014 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 10 to Distribution AgreementDistribution Agreement • September 15th, 2014 • AQR Funds
This Amendment No. 10, dated as of August 13, 2014 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
Amendment No. 14 to Transfer Agency and Service AgreementAgency and Service Agreement • September 15th, 2014 • AQR Funds
This Amendment No. 14, dated as of August 13, 2014 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
FIRST AMENDMENT TO AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 15th, 2014 • AQR Funds
This first amendment (the “Amendment”) to the Amended and Restated Investment Management Agreement is made as of the 13th day of August, 2014 by and between AQR Funds (“Trust”), on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC (“AQR”).
THIRD AMENDMENT TO SECOND AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • September 15th, 2014 • AQR Funds
This third amendment to the Second Amended and Restated Fee Waiver and Expense Reimbursement Agreement is made as of this 13th day of August, 2014 by and between the AQR Funds (“Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund”), and AQR Capital Management, LLC (“AQR”).
AMENDMENT NINE TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • September 15th, 2014 • AQR Funds
This Amendment, dated August 13, 2014, amends the Global Custody Agreement (“Agreement”) dated September 8, 2010 (“Original Effective Date”) between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and the AQR Funds, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
AMENDMENT TEN TO ADMINISTRATION AGREEMENTAdministration Agreement • September 15th, 2014 • AQR Funds
This Amendment, dated August 13, 2014, amends the Administration Agreement (“Agreement”) dated September 9, 2010 between J.P. Morgan Investor Services Co. (“J.P. Morgan”) and the AQR Funds, a Delaware statutory trust, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
