INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 26th, 2014 • Guggenheim Funds Trust • New York
THIS AGREEMENT is made as of September 15, 2014 between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
INVESTMENT SUB-ADVISORY AGREEMENT Between GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC and CONCINNITY ADVISORS, LPInvestment Sub-Advisory Agreement • September 26th, 2014 • Guggenheim Funds Trust • New York
INVESTMENT SUB-ADVISORY AGREEMENT, made as of the 23rd day of September, 2014, between GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (“Investment Adviser”), a limited liability company organized and existing under the laws of the State of Delaware, and CONCINNITY ADVISORS, LP (“Sub-Adviser”) a limited partnership organized and existing under the laws of the State of Delaware.
