TRANSITION AGREEMENT AND RELEASETransition Agreement and Release • November 14th, 2014 • SWS Group Inc • Security brokers, dealers & flotation companies • Texas
Contract Type FiledNovember 14th, 2014 Company Industry JurisdictionThis Transition Agreement and Release (“Agreement”) is entered into by Richard H. Litton (“Executive”) and SWS Group, Inc., (the “Company”) on November 14, 2014. The Company and Executive are referred to as the “Parties.”