SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AQR FUNDSInvestment Advisory Agreement • January 27th, 2015 • AQR Funds • Delaware
WHEREAS, the parties hereto entered into an Investment Advisory Agreement, dated and effective as of December 4, 2008, as amended (the “Original Agreement”);
ContractCustody Agreement • January 27th, 2015 • AQR Funds • New York
CUSTODY AGREEMENT (this “Agreement”) dated as of November 19, 2014, between AQR FUNDS, a Delaware statutory trust organized and existing under the laws of the state of Delaware having its principal office and place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, CT 06830, on behalf of itself and on behalf of its AQR Long/Short Equity Fund series (“Customer”), and JPMORGAN CHASE BANK, N. A., a national banking association (“Custodian”).
SECOND AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT AQR FUNDSInvestment Management Agreement • January 27th, 2015 • AQR Funds • Delaware
WHEREAS, the parties hereto entered into an Investment Management Agreement, dated and effective as of June 10, 2010, as amended (the “Original Agreement”);
Amendment No. 15 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • January 27th, 2015 • AQR Funds
This Amendment No. 15, dated as of November 7, 2014 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 11 to Distribution AgreementDistribution Agreement • January 27th, 2015 • AQR Funds
This Amendment No. 11, dated as of November 7, 2014 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
Amendment No. 15 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • January 27th, 2015 • AQR Funds
This Amendment No. 15, dated as of November 7, 2014 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • January 27th, 2015 • AQR Funds
This fourth amendment to the Second Amended and Restated Fee Waiver and Expense Reimbursement Agreement is made as of this 7th day of November, 2014 by and between the AQR Funds (“Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund”), and AQR Capital Management, LLC (“AQR”).
AMENDED & RESTATED SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • January 27th, 2015 • AQR Funds • Delaware
This Amended and Restated Shareholder Services Agreement is made as of November 7, 2014 between AQR Funds, a Delaware statutory trust (“Trust”), on behalf of each series set forth on Schedule A hereto, as amended from time to time (each, a “Fund”), and AQR Capital Management, LLC, a Delaware limited liability company (“Adviser”).
AMENDMENT ELEVEN TO ADMINISTRATION AGREEMENTAdministration Agreement • January 27th, 2015 • AQR Funds
This Amendment, dated November 7, 2014, amends the Administration Agreement (“Agreement”) dated September 9, 2010 between J.P. Morgan Investor Services Co. (“J.P. Morgan”) and the AQR Funds, a Delaware statutory trust, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
AMENDMENT TEN TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • January 27th, 2015 • AQR Funds
This Amendment, dated November 7, 2014, amends the Global Custody Agreement (“Agreement”) dated September 8, 2010 (“Original Effective Date”) between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and the AQR Funds, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
