Appendix A to Operating Expenses Agreement Effective November 27, 2015Operating Expenses Agreement • November 20th, 2015 • TCW Alternative Funds
Contract Type FiledNovember 20th, 2015 Company
AMENDMENT NO. 1 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTManagement Agreement • November 20th, 2015 • TCW Alternative Funds
Contract Type FiledNovember 20th, 2015 CompanyThis amendment shall be effective as of November 27, 2015. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • November 20th, 2015 • TCW Alternative Funds
Contract Type FiledNovember 20th, 2015 CompanyThis Amendment to Distribution Agreement (this “Amendment”), effective as of November 27, 2015, is made by and between TCW Alternative Funds, a Delaware statutory trust (the “Trust”) and TCW Funds Distributors, a California corporation (the “Distributor,” and together with the Trust, the “Parties”).
AMENDMENT NO. 1 TO INVESTMENT SUB-ADVISORY AGREEMENTAdvisory Agreement • November 20th, 2015 • TCW Alternative Funds
Contract Type FiledNovember 20th, 2015 CompanyThis amendment shall be effective as of November 27, 2015. All other terms and conditions of the Agreement will remain in full force and effect. Schedules A and B are hereby deleted in their entirety and replaced with the following:
EXHIBIT ATCW Alternative Funds • November 20th, 2015
Company FiledNovember 20th, 2015This Exhibit A, amended and restated effective as of September 3, 2015, is the Exhibit A to that certain Fund Administration and Accounting Agreement dated as of May 1, 2015 by and between TCW Alternative Funds and BNY Mellon Investment Servicing (US) Inc.
AMENDMENTTCW Alternative Funds • November 20th, 2015
Company FiledNovember 20th, 2015AMENDMENT dated as of September 3, 2015, between TCW Alternative Funds (the “Fund”), for itself and for each of its series listed on Schedule I attached hereto, as amended from time to time (individually and collectively the “Series”) and The Bank of New York Mellon (the “Custodian”).
Amendment No. 1 To Transfer Agency And Shareholder Services AgreementTCW Alternative Funds • November 20th, 2015
Company FiledNovember 20th, 2015This Amendment No. 1 To Transfer Agency And Shareholder Services Agreement, dated as of September 3, 2015 (“Amendment No. 1”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and TCW Alternative Funds (the “Investment Company”), on its own behalf and on behalf of each portfolio of the Investment Company listed on Schedule B .