DISTRIBUTION AGREEMENTDistribution Agreement • March 10th, 2015 • TCW Alternative Funds • Delaware
THIS DISTRIBUTION AGREEMENT (this “Agreement”) is made and entered into as of this day of , 2015 by and between TCW Alternative Funds, a Delaware statutory trust (the “Client”), and TCW Funds Distributors, a [•] (the “Distributor”).
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • July 16th, 2015 • TCW Alternative Funds
This Transfer Agency And Shareholder Services Agreement is made as of April 27, 2015 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and the investment company listed on the signature page to this Agreement (the “Investment Company”), on its own behalf and on behalf of each Portfolio of the Investment Company listed on Schedule B. Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term “Agreement” shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references to “Schedule B” herein mean Schedule B attached hereto as constituted on the Effective Date, and thereafter as it may be amended from time to time (deemed or in writing) pursuant to Section
TCW ALTERNATIVE FUNDS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated: March 9, 2015Agreement and Declaration of Trust • March 10th, 2015 • TCW Alternative Funds
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of TCW Alternative Funds, a Delaware statutory trust, made as of March 9, 2015, by the undersigned Trustees.
CUSTODY AGREEMENT by and between TCW ALTERNATIVE FUNDS and THE BANK OF NEW YORK MELLONCustody Agreement • July 16th, 2015 • TCW Alternative Funds • Delaware
CUSTODY AGREEMENT, dated as of April 27, 2015, between TCW ALTERNATIVE FUNDS, a statutory trust organized under the laws of the state of Delaware (the “Fund”) and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the “Custodian”).
TCW ALTERNATIVE FUND INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • March 10th, 2015 • TCW Alternative Funds • Delaware
THIS AGREEMENT (this “Agreement”) is made as of [•], 2015 by and between TCW Alternative Funds, a Delaware statutory trust (the “Trust”), and TCW Investment Management Company, a California corporation (the “Adviser”).
FORM OF AMENDMENT NO. 2 TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 15th, 2016 • TCW Alternative Funds
This amendment shall be effective as of February , 2017. All other terms and conditions of the Agreement will remain in full force and effect. Schedules A and B are hereby deleted in their entirety and replaced with the following:
Form of Amendment No. 2 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • December 15th, 2016 • TCW Alternative Funds
This Amendment No. 2 To Transfer Agency And Shareholder Services Agreement, dated as of February , 2017 (“Amendment No. 2”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and TCW Alternative Funds (the “Investment Company”), on its own behalf and on behalf of each portfolio of the Investment Company listed on Schedule B.
FORM OF AMENDMENT NO. 2 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • December 15th, 2016 • TCW Alternative Funds
This amendment shall be effective as of February , 2017. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • July 16th, 2015 • TCW Alternative Funds • Delaware
THIS AGREEMENT is made as of May 1, 2015 by and between each investment company referenced on the signature page hereto (each a “Fund”, collectively the “Funds”), and BNY Mellon Investment Servicing (US) Inc., a Massachusetts corporation (“BNY Mellon”).
TCW ALTERNATIVE FUNDS SUBSCRIPTION AGREEMENTSubscription Agreement • March 10th, 2015 • TCW Alternative Funds • Delaware
This Subscription Agreement (this “Agreement”) is made this [ ] day of [ ], 2015, by and between, TCW Alternative Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, TCW/Gargoyle Hedged Value Fund (the “Fund”), and TCW [ ], a [ ] (the “Subscriber”).
Appendix A to Operating Expenses Agreement Effective November 27, 2015Operating Expenses Agreement • November 20th, 2015 • TCW Alternative Funds
AMENDMENT NO. 1 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • November 20th, 2015 • TCW Alternative Funds
This amendment shall be effective as of November 27, 2015. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.
FORM OF AMENDMENT NO. 2 TO THE CUSTODY AGREEMENTCustody Agreement • December 15th, 2016 • TCW Alternative Funds
AMENDMENT NO. 2 dated as of February , 2017, between TCW Alternative Funds (the “Fund”), for itself and for each of its series listed on Schedule I attached hereto, as amended from time to time (individually and collectively the “Series”) and The Bank of New York Mellon (the “Custodian”).
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • November 20th, 2015 • TCW Alternative Funds
This Amendment to Distribution Agreement (this “Amendment”), effective as of November 27, 2015, is made by and between TCW Alternative Funds, a Delaware statutory trust (the “Trust”) and TCW Funds Distributors, a California corporation (the “Distributor,” and together with the Trust, the “Parties”).
EXHIBIT AFund Administration and Accounting Agreement • November 20th, 2015 • TCW Alternative Funds
This Exhibit A, amended and restated effective as of September 3, 2015, is the Exhibit A to that certain Fund Administration and Accounting Agreement dated as of May 1, 2015 by and between TCW Alternative Funds and BNY Mellon Investment Servicing (US) Inc.
FORM OF AMENDMENT NO. 2 TO DISTRIBUTION AGREEMENTDistribution Agreement • December 15th, 2016 • TCW Alternative Funds
This Amendment No. 2 to the Distribution Agreement (this “Amendment”), effective as of February , 2017, is made by and between TCW Alternative Funds, a Delaware statutory trust (the “Trust”) and TCW Funds Distributors, a California corporation (the “Distributor,” and together with the Trust, the “Parties”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 10th, 2015 • TCW Alternative Funds • Delaware
This AGREEMENT is made as of [•], 2015 by and among Gargoyle Investment Advisor, LLC, a New York limited liability company (the “Sub-Adviser”), and TCW Investment Management Company, a California corporation (the “Adviser”).
Form of Appendix A to Operating Expenses Agreement Effective February , 2017Operating Expenses Agreement • December 15th, 2016 • TCW Alternative Funds
OPERATING EXPENSES AGREEMENTOperating Expenses Agreement • March 10th, 2015 • TCW Alternative Funds • California
THIS OPERATING EXPENSES AGREEMENT (this “Agreement”) is effective as of the [•] day of [•], 2015, by and between TCW ALTERNATIVE FUNDS, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed in Appendix A attached hereto, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and TCW INVESTMENT MANAGEMENT COMPANY, a California corporation (the “Manager”).
AMENDMENTCustody Agreement • November 20th, 2015 • TCW Alternative Funds
AMENDMENT dated as of September 3, 2015, between TCW Alternative Funds (the “Fund”), for itself and for each of its series listed on Schedule I attached hereto, as amended from time to time (individually and collectively the “Series”) and The Bank of New York Mellon (the “Custodian”).
Amendment No. 1 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • November 20th, 2015 • TCW Alternative Funds
This Amendment No. 1 To Transfer Agency And Shareholder Services Agreement, dated as of September 3, 2015 (“Amendment No. 1”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and TCW Alternative Funds (the “Investment Company”), on its own behalf and on behalf of each portfolio of the Investment Company listed on Schedule B .
FORM OF EXHIBIT A TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • December 15th, 2016 • TCW Alternative Funds
This Exhibit A, amended and restated effective as of February , 2017, is the Exhibit A to that certain Fund Administration and Accounting Agreement dated as of May 1, 2015, by and between TCW Alternative Funds and BNY Mellon Investment Servicing (US) Inc.
