MDB Capital Group, LLCPulse Biosciences, Inc. • December 22nd, 2015
Company FiledDecember 22nd, 2015
ELECTROBLATE, INC. WARRANT TO PURCHASE COMMON STOCKPulse Biosciences, Inc. • December 22nd, 2015 • New York
Company FiledDecember 22nd, 2015 JurisdictionElectroblate, Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, MDB Capital Group, LLC, the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, upon exercise of this Warrant (including any Warrants to purchase Common Stock issued in exchange, transfer or replacement hereof, the “Warrant”), at any time or times on or after the date hereof (the “Vesting Date”), but not after 11:59 p.m., New York time, on the Expiration Date (as defined below), such number of fully paid and non-assessable shares of Common Stock (the “Warrant Shares”) as set forth herein in Section 1(c), subject to adjustment as herein provided. Except as otherwise defined herein, capitalized terms in this Warrant shall have the meanings set forth in Section
INDEMNIFICATION AGREEMENTIndemnification Agreement • December 22nd, 2015 • Pulse Biosciences, Inc. • Nevada
Contract Type FiledDecember 22nd, 2015 Company JurisdictionThis Indemnification Agreement (“Agreement”) is made as of the day of , 201 by and between Electroblate, Inc., a Nevada corporation (“Company”), and (the “Indemnitee”).
ELECTROBLATE CHIEF FINANCIAL OFFICER EMPLOYMENT AGREEMENTEmployment Agreement • December 22nd, 2015 • Pulse Biosciences, Inc. • California
Contract Type FiledDecember 22nd, 2015 Company JurisdictionThis Employment Agreement (the “Agreement”) is made and entered into by and between Brian Dow (“Executive”) and Electroblate, Inc. (the “Company”), as of November 20, 2015.
REGISTRATION RIGHTS AGREEMENT FOR INVESTORSRegistration Rights Agreement for Investors • December 22nd, 2015 • Pulse Biosciences, Inc. • New York
Contract Type FiledDecember 22nd, 2015 Company JurisdictionTHIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of November 6, 2014, by and among Electroblate, Inc., a Nevada corporation (“Company”), and the persons listed on Schedule A hereto, referred to individually as the “Purchaser” and collectively as the “Purchasers”.
Re: Engagement AgreementEngagement Agreement • December 22nd, 2015 • Pulse Biosciences, Inc. • California
Contract Type FiledDecember 22nd, 2015 Company JurisdictionThis letter agreement (the “Agreement”) confirms the terms and conditions that will govern Electroblate, Inc. (together with its affiliates, subsidiaries, predecessors, and successors, the “Company”) engagement (the “Engagement”) of MDB Capital Group, LLC (together with its affiliates, “MDB”) as the Company’s exclusive financial advisor and placement agent in connection with an offering or series of offerings of Company securities.
REGISTRATION RIGHTS AGREEMENT FOR WARRANTSRegistration Rights Agreement for Warrants • December 22nd, 2015 • Pulse Biosciences, Inc. • New York
Contract Type FiledDecember 22nd, 2015 Company JurisdictionTHIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of November 6, 2014, by and among Electroblate, Inc., a Nevada corporation (“Company”), and the persons listed on Schedule A hereto, which persons are the holders of certain warrants to purchase shares of common stock, $0.001 par value per share (“Common Stock”), issued by the Company in connection with an offering of convertible secured notes and services provided under an intellectual property consulting agreement, referred to individually as a “Holder” and collectively as the “Holders.”
ELECTROBLATE CHIEF SCIENTIFIC OFFICER EMPLOYMENT AGREEMENTElectroblate Chief Scientific Officer Employment Agreement • December 22nd, 2015 • Pulse Biosciences, Inc. • California
Contract Type FiledDecember 22nd, 2015 Company JurisdictionThis Employment Agreement (the “Agreement”) is made and entered into by and between Richard Nuccitelli (“Executive”) and Electroblate, Inc. (the “Company”), effective as of Novmeber 6, 2014 (the “Effective Date”).
ELECTROBLATE, INC. AT-WILL EMPLOYMENT, CONFIDENTIAL INFORMATION, INVENTION ASSIGNMENT, AND ARBITRATION AGREEMENTPulse Biosciences, Inc. • December 22nd, 2015 • California
Company FiledDecember 22nd, 2015 JurisdictionAs a condition of my employment with Electroblate, Inc., its subsidiaries, affiliates, successors or assigns (together, the “Company”), and in consideration of my employment with the Company and my receipt of the compensation now and hereafter paid to me by Company, I agree to the following provisions of this At-Will Employment, Confidential Information, Invention Assignment, and Arbitration Agreement (this “Agreement”):
ELECTROBLATE, INC. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 22nd, 2015 • Pulse Biosciences, Inc. • California
Contract Type FiledDecember 22nd, 2015 Company JurisdictionThis SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of , 2014, is made and entered into by and between Electroblate, Inc., a Nevada corporation with its principal executive offices located at 401 Wilshire Boulevard, Suite 1020 Santa Monica, CA 90401 (the “Company”), and each of the purchasers listed on Schedule A hereto (the “Purchasers”).
STOCK OPTION AGREEMENT (NON-QUALIFIED STOCK OPTION)Stock Option Agreement • December 22nd, 2015 • Pulse Biosciences, Inc. • Nevada
Contract Type FiledDecember 22nd, 2015 Company JurisdictionTHIS STOCK OPTION AGREEMENT (this “Agreement”), dated as of the day of (the “Grant Date”), is between Electroblate, Inc., a Nevada corporation (the “Company”), and (“Optionee”).