NOMURA HOLDINGS, INC. (a joint stock corporation organized under the laws of Japan) [ ]% Senior Notes due 20[ ] UNDERWRITING AGREEMENTUnderwriting Agreement • February 19th, 2016 • Nomura Holdings Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 19th, 2016 Company Industry JurisdictionNomura Holdings, Inc., a joint stock corporation with limited liability organized under the laws of Japan (the “Company”), confirms its agreement with each of the Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Nomura Securities International, Inc. is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company and the purchase by the Underwriters outside Japan, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $[ ] aggregate principal amount of the Company’s [ ]% Senior Notes due 20[ ] (the “Securities”). The Securities are to be issued pursuant to an indenture to be dated on or around [ ] (the “Indenture”) between the Company and Deutsche Bank Trust Company Americas, as trustee (the “Trustee”). The Securities will be issued in book-entry f
Nomura Holdings, Inc. Medium-Term Notes, Series A Distribution AgreementDistribution Agreement • February 19th, 2016 • Nomura Holdings Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 19th, 2016 Company Industry Jurisdiction