DEALER AGREEMENT UBS MONEY SERIESDealer Agreement • August 26th, 2016 • Ubs Money Series • New York
AGREEMENT made as of March 29, 2016, between UBS Asset Management (US) Inc. (“UBS AM”), a Delaware corporation, and UBS Financial Services Inc., a Delaware corporation.
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENT (UBS Prime Investor Fund) UBS MONEY SERIES New York, New York 10019Fee Waiver and Expense Reimbursement Agreement • August 26th, 2016 • Ubs Money Series • Delaware
SELECTED DEALER AGREEMENT UBS MONEY SERIES (applicable to Investor Series)Selected Dealer Agreement • August 26th, 2016 • Ubs Money Series • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of September 18, 2008, by and between UBS Global Asset Management (US) Inc. (“We” or “Us”) and UBS Financial Services, Inc. (You”). We are the principal underwriter of the shares of beneficial interest (“Shares”) of the investment companies listed on Schedule A hereto (“Funds”), each of which is registered under the Investment Company Act of 1940, as amended, (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are either a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended, (“1934 Act”) and a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act, at th
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENT (UBS Select Prime Investor Fund, UBS Select Treasury Investor Fund and UBS Select Tax-Free Investor Fund (to be renamed UBS Tax-Free Investor Fund as of August 26, 2016)) UBS MONEY SERIES New York, New...Fee Waiver and Expense Reimbursement Agreement • August 26th, 2016 • Ubs Money Series • Delaware
FORM OF ADOPTION AND AMENDMENT AGREEMENTAdoption and Amendment Agreement • August 26th, 2016 • Ubs Money Series
This Adoption And Amendment Agreement (“Adoption Agreement”), dated as of [ ], 2016 (“Effective Date”), is being entered into by and among BNY Mellon Investment Servicing (US) Inc. (“BNYM”), UBS RMA Money Fund Inc. (the “Company”), on its own behalf and on behalf of each of its series listed on Annex A, and UBS Money Series, a Delaware statutory Trust (“Trust”), on its own behalf and on behalf of UBS RMA Government Money Market Fund, a series of the Trust (the “RMA Fund”).
FORM OF AMENDMENTSelected Dealer Agreement • August 26th, 2016 • Ubs Money Series
This amendment, which shall be effective as of [ ] (the “Amendment”), amends the Selected Dealer Agreement (the “Agreement”), dated [ ], as may be amended from time to time, between [ ] (“Financial Intermediary”) and UBS Asset Management (US) Inc. (formerly, UBS Global Asset Management (US) Inc.) (the “Distributor”), a registered broker-dealer that serves as the principal underwriter to UBS Money Series, an open-end management investment company that includes as separate portfolios the money market funds (“MMFs”) identified on the amended Schedule A (“Schedule A”) of the Agreement attached hereto.
FEE WAIVER AGREEMENT UBS Prime Preferred Fund (a series of UBS Money Series) New York, New York 10019Fee Waiver Agreement • August 26th, 2016 • Ubs Money Series • New York
UBS Asset Management (Americas) Inc. 1285 Avenue of the Americas 12th Floor New York, NY 10019 www.ubs.comSelected Dealer Agreement • August 26th, 2016 • Ubs Money Series
FEE WAIVER AGREEMENT UBS Select Tax-Free Preferred Fund (to be renamed UBS Tax- Free Preferred Fund effective as of August 26, 2016 (a series of UBS Money Series) New York, New York 10019Fee Waiver Agreement • August 26th, 2016 • Ubs Money Series • New York
UBS Asset Management (Americas) Inc. 1285 Avenue of the Americas 12th Floor New York, NY 10019 www.ubs.comDealer Agreement • August 26th, 2016 • Ubs Money Series
FEE WAIVER AGREEMENT UBS Select Treasury Preferred Fund (a series of UBS Money Series) New York, New York 10019Fee Waiver Agreement • August 26th, 2016 • Ubs Money Series • New York
AMENDMENT NUMBER 7 TO THE TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • August 26th, 2016 • Ubs Money Series
This Amendment Number 7 To The Transfer Agency And Services Agreement, dated as of March 28, 2016 (“Amendment”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and UBS Money Series (“Fund”).
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENT (UBS Select Treasury Capital Fund) UBS MONEY SERIES New York, New York 10019Fee Waiver and Expense Reimbursement Agreement • August 26th, 2016 • Ubs Money Series • Delaware
AMENDMENT NUMBER 6 TO THE TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • August 26th, 2016 • Ubs Money Series
This Amendment Number 6 To The Transfer Agency And Services Agreement, dated as of January 8, 2016 (“Amendment”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and UBS Money Series (“Fund”).
FEE WAIVER AGREEMENT UBS Select Prime Preferred Fund (a series of UBS Money Series) New York, New York 10019Fee Waiver Agreement • August 26th, 2016 • Ubs Money Series • New York
UBS Asset Management (Americas) Inc.Selected Dealer Agreement • August 26th, 2016 • Ubs Money Series
We wish to amend “Schedule A – List of Funds” to the Selected Dealer Agreement dated April 30, 2012, between UBS Financial Services Inc. and UBS Asset Management (US) Inc. (formerly known as UBS Global Asset Management (US) Inc., “UBS AM-US”) with respect to the Capital Series of UBS Money Series (the “Agreement”). The purpose of this amendment is (1) to add a new fund, namely UBS Select Government Capital Fund by replacing Schedule A to the Agreement with the revised Schedule A that is attached to this letter, (2) to replace references in the Agreement to “UBS Global Asset Management (US) Inc.” with “UBS Asset Management (US) Inc.”, and (3) to insert the following as an additional, new Section 8 of the Agreement:
