AMENDED AND RESTATED SUB-ADVISORY AGREEMENT PIMCO EQUITY SERIES Newport Beach, California 92660Sub-Advisory Agreement • October 28th, 2016 • PIMCO Equity Series • California
WHEREAS, Pacific Investment Management Company LLC, a Delaware limited liability company (the “Adviser”) has been retained by PIMCO Equity Series (the “Trust”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as investment adviser, to provide investment advisory services to the series of the Trust, including the series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each, a “Fund” and, collectively, the “Funds”), pursuant to an investment advisory agreement (the “Investment Advisory Agreement”);
PORTFOLIO IMPLEMENTATION AGREEMENT PIMCO EQUITY SERIES Newport Beach, California 92660Portfolio Implementation Agreement • October 28th, 2016 • PIMCO Equity Series • California
WHEREAS, Pacific Investment Management Company LLC, a Delaware limited liability company (the “Adviser”) has been retained by PIMCO Equity Series (the “Trust”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as investment adviser, to provide investment advisory services to the PIMCO Dividend and Income Fund, a series of the Trust (the “Fund”), pursuant to an investment advisory agreement (the “Investment Advisory Agreement”);
Schedule A To EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 28th, 2016 • PIMCO Equity Series
