ContractCustody Agreement • December 9th, 2016 • AQR Funds • New York
CUSTODY AGREEMENT (this “Agreement”) dated as of November 11, 2016, between AQR FUNDS, a Delaware statutory trust organized and existing under the laws of the state of Delaware having its principal office and place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, CT 06830, on behalf of itself and on behalf of its AQR International Relaxed Constraint Equity Fund (“Customer”), and JPMORGAN CHASE BANK, N. A., a national banking association (“Custodian”).
Amendment No. 14 to Distribution AgreementDistribution Agreement • December 9th, 2016 • AQR Funds
This Amendment No. 14, dated as of November 11, 2016 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
AMENDMENT ELEVEN TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • December 9th, 2016 • AQR Funds
This Amendment, dated November 11, 2016, amends the Global Custody Agreement (“Agreement”) dated September 8, 2010 (“Original Effective Date”) between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and the AQR Funds, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
Amendment No. 18 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • December 9th, 2016 • AQR Funds
This Amendment No. 18, dated as of November 11, 2016 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FIRST AMENDMENT TO THIRD AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • December 9th, 2016 • AQR Funds
This first amendment to the Third Amended and Restated Fee Waiver and Expense Reimbursement Agreement is made as of this 11th day of November, 2016 by and between the AQR Funds (“Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund”), and AQR Capital Management, LLC (“AQR”).
FIRST AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT IIInvestment Management Agreement Ii • December 9th, 2016 • AQR Funds
This first amendment (the “Amendment”) to the Investment Management Agreement II is made as of the 11th day of November, 2016 by and between AQR Funds (“Trust”), on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC (“AQR”).
Amendment No. 1 to Distribution Fee Letter AgreementDistribution Fee Letter Agreement • December 9th, 2016 • AQR Funds
This Amendment No. 1 dated as of November 11, 2016 (the “Effective Date”), to the Distribution Fee Letter Agreement (this “Amendment”), by and between AQR Capital Management, LLC, a Delaware limited liability company (the “Adviser”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
Amendment No. 18 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • December 9th, 2016 • AQR Funds
This Amendment No. 18, dated as of November 11, 2016 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
AMENDMENT TWELVE TO ADMINISTRATION AGREEMENTAdministration Agreement • December 9th, 2016 • AQR Funds
This Amendment, dated November 11, 2016, amends the Administration Agreement (“Agreement”) dated September 9, 2010 between J.P. Morgan Chase Bank, N.A., (“J.P. Morgan”) and the AQR Funds, a Delaware statutory trust, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
