CONSORTIUM AGREEMENT among SHAH CAPITAL OPPORTUNITY FUND LP HIMANSHU H. SHAH LU CHARITABLE REMAINDER TRUST LU FAMILY TRUST THE LU FAMILY LIMITED PARTNERSHIP HONG LIANG LU and Tenling Ti Dated as of March 31, 2017Consortium Agreement • March 31st, 2017 • Shah Capital Management • Communications equipment, nec
THIS CONSORTIUM AGREEMENT is made as of March 31, 2017, among Shah Capital Opportunity Fund LP (“Shah Capital”), Himanshu H. Shah (“Mr. Shah”, together with Shah Capital, the “Shah Parties”), the Lu Charitable Remainder Trust, the Lu Family Trust (together with the Lu Charitable Remainder Trust, the “Lu Trusts”), The Lu Family Limited Partnership (the “Lu Partnership”), Hong Liang Lu (“Mr. Lu”, together with the Lu Trusts and the Lu Partnership, the “Lu Parties”) and Tenling Ti (“Mr. Ti”). Each of Shah Capital, Mr. Shah, the Lu Trusts, the Lu Partnership, Mr. Lu and Mr. Ti is referred to herein as a “Party” and collectively, the “Parties”.
Joint Filing AgreementJoint Filing Agreement • March 31st, 2017 • Shah Capital Management • Communications equipment, nec
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to with respect to ordinary shares, par value US$0.00375 per share, of UTStarcom Holdings Corp., and that this agreement may be included as an exhibit to such joint filing. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
