PARTICIPATION AGREEMENT Among VAN ECK VIP TRUST, VAN ECK SECURITIES CORPORATION, VAN ECK ASSOCIATES CORPORATION and AXA EQUITABLE LIFE INSURANCE COMPANYParticipation Agreement • April 18th, 2017 • Separate Account a of Axa Equitable Life Insurance Co • New York
Contract Type FiledApril 18th, 2017 Company JurisdictionTHIS AGREEMENT, made and entered into to be effective on October 1, 2013 by and among AXA EQUITABLE LIFE INSURANCE COMPANY, (hereinafter the “Company”), a New York life insurance company, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto and incorporated herein by this reference, as such Schedule A may from time to time be amended by mutual written agreement of the parties hereto (each such account hereinafter referred to as the “Account”), and VAN ECK VIP TRUST, an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts (hereinafter the “Fund”), VAN ECK SECURITIES CORPORATION (hereinafter the “Underwriter”), a Delaware corporation and VAN ECK ASSOCIATES CORPORATION (hereinafter the “Adviser”), a Delaware corporation.
FOURTH AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 18th, 2017 • Separate Account a of Axa Equitable Life Insurance Co
Contract Type FiledApril 18th, 2017 CompanyFourth Amendment, effective October 14, 2013 to the Participation Agreement, (the “Agreement”), dated October 23, 2009, as amended, by and among AXA Equitable Life Insurance Company, MONY Life Insurance Company of America (the “Company”), Waddell & Reed, Inc., and Ivy Funds Variable Insurance Portfolios (collectively, the “Parties”).
Amendment No. 1 to PARTICIPATION AGREEMENTParticipation Agreement • April 18th, 2017 • Separate Account a of Axa Equitable Life Insurance Co
Contract Type FiledApril 18th, 2017 CompanyAmendment No. 1 dated as of October 28, 2016 to the Participation Agreement (the “Agreement”) dated October 1, 2013 by and between AXA Equitable Life Insurance Company and Van Eck Securities Corporation, Van Eck Associates Corporation, and Van Eck VIP Trust (collectively, the “Parties”).
FIRST AMENDMENT TO FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 18th, 2017 • Separate Account a of Axa Equitable Life Insurance Co
Contract Type FiledApril 18th, 2017 CompanyWHEREAS, AXA Equitable Life Insurance Company (“Company”), Waddell & Reed, Inc. (“Distributor”), distributor for Ivy Funds Variable Insurance Portfolios, and Ivy Funds Variable Insurance Portfolios (the “Fund”) entered into said Fund Participation Agreement dated October 23, 2009, (the “Agreement”); and
SIXTEENTH AMENDMENT TO GENERAL AGENT SALES AGREEMENTGeneral Agent Sales Agreement • April 18th, 2017 • Separate Account a of Axa Equitable Life Insurance Co
Contract Type FiledApril 18th, 2017 CompanyThis SIXTEENTH AMENDMENT TO GENERAL AGENT SALES AGREEMENT, dated as of May 1, 2016, is by and between AXA EQUITABLE LIFE INSURANCE COMPANY, a New York life insurance company, formerly known as The Equitable Life Assurance Society of the United States, a New York stock life insurance company, having offices at 1290 Avenue of the Americas, New York, New York 10104 (“AXA Equitable”), and AXA NETWORK, LLC, a Delaware limited liability company having offices at 1290 Avenue of the Americas, New York, New York 10104 (“General Agent”).
THIRD AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 18th, 2017 • Separate Account a of Axa Equitable Life Insurance Co
Contract Type FiledApril 18th, 2017 CompanyTHIRD AMENDMENT, dated as of Sept 5, 2013 to the Participation Agreement, (the “Agreement”), dated October 23, 2009 and as amended by First Amendment dated April 1, 2010 and Second Amendment dated May 1, 2012, by and among AXA Equitable Life Insurance Company (“AXA Equitable”), MONY Life Insurance Company (“MONY”), MONY Life Insurance Company of America, Waddell & Reed, Inc. and Ivy Funds Variable Insurance Portfolios (collectively, the “Parties”).
FIFTH AMENDMENT TO FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 18th, 2017 • Separate Account a of Axa Equitable Life Insurance Co
Contract Type FiledApril 18th, 2017 CompanyWHEREAS, AXA Equitable Life Insurance Company, MONY Life Insurance Company of America (“Company”), Waddell & Reed, Inc. (“Distributor”), distributor for Ivy Funds Variable Insurance Portfolios, and Ivy Funds Variable Insurance Portfolios (the “Fund”) entered into said Fund Participation Agreement dated October 23, 2009, as amended, (the “Agreement”); and