REGISTRATION RIGHTS AGREEMENT by and among TD AMERITRADE HOLDING CORPORATION, THE TORONTO-DOMINION BANK, TD LUXEMBOURG INTERNATIONAL HOLDINGS S.À R.L., RODGER O. RINEY, as voting trustee of the Rodger O. Riney Family Voting Trust U/A/D 12/31/2012 and...Registration Rights Agreement • September 18th, 2017 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • Delaware
THIS REGISTRATION RIGHTS AGREEMENT is made and entered into as of September 18, 2017 by and among TD Ameritrade Holding Corporation, a Delaware corporation (the “Parent”), The Toronto-Dominion Bank, a Canadian chartered bank (“TD”), TD Luxembourg International Holdings S.à r.l., a Luxembourg company and an indirect wholly owned subsidiary of TD (“TD Lux” and, together with TD, the “TD Stockholders”), the persons listed as Ricketts Stockholders on Exhibit B (collectively, the “Ricketts Stockholders”), Rodger O. Riney, as Voting Trustee (the “Voting Trustee”) of the Rodger O. Riney Family Voting Trust U/A/D 12/31/2012 (the “Trust”), created under the Voting Trust Agreement dated December 31, 2012, as amended on January 21, 2016 (the “Voting Trust Agreement”), and any Stockholder Transferee of the foregoing that becomes a party to this Agreement by executing and delivering a counterpart to this Agreement in the form attached hereto as Exhibit A.
STOCKHOLDERS AGREEMENT Dated as of September 18, 2017Stockholders Agreement • September 18th, 2017 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • Delaware
THIS STOCKHOLDERS AGREEMENT is made and entered into as of September 18, 2017, by and among TD Ameritrade Holding Corporation, a Delaware corporation (the “Company”), Rodger O. Riney, as Voting Trustee (in such capacity, the “Voting Trustee”) of the Rodger O. Riney Family Voting Trust U/A/D 12/31/2012 (the “Trust”), created under the Voting Trust Agreement dated December 31, 2012, as amended on January 21, 2016 (the “Voting Trust Agreement”), and any Permitted Transferee that becomes a party to this Agreement by executing and delivering a joinder to this Agreement in the form attached hereto as Exhibit A.
