Peapack-Gladstone Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • December 7th, 2017 • Peapack Gladstone Financial Corp • Commercial banks, nec • New York
Peapack-Gladstone Financial Corporation, a bank holding company organized under the laws of the State of New Jersey (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), $35,000,000 principal amount of its 4.75% Fixed-to-Floating Subordinated Notes due December 15, 2027 (each a “Note” and collectively, the “Notes”). The Notes will be issued pursuant to an Indenture, to be dated as of December 12, 2017, as supplemented by a first supplemental indenture to be dated as of December 12, 2017 (collectively, the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
