INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 8th, 2017 • Highland Funds I • Delaware
This Investment Advisory Agreement (the “Agreement”) made December 9, 2017, by and between Highland Capital Management Fund Advisors, L.P., a Delaware limited partnership (the “Adviser”), and Highland Funds I, a Delaware statutory trust (the “Trust”), on behalf of its series, Highland Floating Rate Fund (the “Fund”).
AMENDMENT to Transfer Agency and Service Agreement between Highland Funds Each of the Entities, Individually and not Jointly, as listed on Schedule A and Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • December 8th, 2017 • Highland Funds I
This Amendment is made as of this 11th day of December, 2017, between each of the entities, individually and not jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). The Funds and the Transfer Agent are parties to a Transfer Agency and Service Agreement dated December 26, 2012, as amended, (the “Agreement”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Agreement, the parties desire to amend the Agreement as set forth herein.
LETTER AGREEMENTLetter Agreement • December 8th, 2017 • Highland Funds I • Delaware
December 9, 2017 State Street Bank and Trust Company Channel Center, Mailstop CCB0502Highland Funds I • December 8th, 2017
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • December 8th, 2017 • Highland Funds I
This Amendment, effective as of December 9, 2017 (the “Amendment”), is entered into by and between, STATE STREET BANK AND TRUST COMPANY, (the “Custodian”) and each management investment company identified on Appendix A and Appendix B hereto (each a “Fund”, and collectively the “Funds”).
