CAPITOL SERIES TRUST RESTATED INVESTMENT ADVISORY AGREEMENTCapitol Series Trust • December 20th, 2017 • Capitol Series Trust • Ohio
This AGREEMENT is made as of October 1, 2015, and restated as of December 13, 2017, by and between Capitol Series Trust (the “Trust”), an Ohio business trust, with its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio, 45246, and Fuller & Thaler Asset Management, Inc., a California corporation, with its principal office and place of business at 411 Borel Avenue, Suite 300, San Mateo, CA 94402 (the “Adviser”).
Second Amendment to the Master Services Agreement between Capitol Series Trust and Ultimus Fund Solutions, LLCMaster Services Agreement • December 20th, 2017 • Capitol Series Trust
This second amendment (the “Amendment”) dated as of December 14, 2017, to the Master Services Agreement dated December 21, 2016 (the “Agreement”) is made by and among Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
Second Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • December 20th, 2017 • Capitol Series Trust
This second amendment (the “Amendment”) dated as of December 14, 2017, to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016 is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
First Amendment to the Master Services Agreement between Capitol Series Trust and Ultimus Fund Solutions, LLCCapitol Series Trust • December 20th, 2017 • Capitol Series Trust
This first amendment (“Amendment”) to the Master Services Agreement dated December 21, 2016 (“Agreement”) between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively the “Parties”).
First Amendment to the Distribution Agreement Between Capitol Series Trust and Unified Financial Securities, Inc.Distribution Agreement • December 20th, 2017 • Capitol Series Trust
This first amendment (“Amendment”) to the Distribution Agreement dated as of October 1, 2017 (“Agreement”) is made by and among Capitol Series Trust, Fuller & Thaler Asset Management, Inc., and Unified Financial Securities, Inc. (collectively the “Parties”).
First Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • December 20th, 2017 • Capitol Series Trust
This first amendment (“Amendment”) to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016 is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively the “Parties”).
Second Amendment to the Distribution Agreement Between Capitol Series Trust and Unified Financial Securities, LLCDistribution Agreement • December 20th, 2017 • Capitol Series Trust
This second amendment (the “Amendment”) dated as of December 14, 2017 to the Distribution Agreement dated January 1, 2016 (the “Agreement”) is made by and among Capitol Series Trust, Fuller & Thaler Asset Management, Inc., and Unified Financial Securities, LLC (collectively, the “Parties”).
November 9, 2017 Mr. Ed Stubbins Fuller & Thaler Asset Management, Inc.Master Services Agreement • December 20th, 2017 • Capitol Series Trust
CAPITOL SERIES TRUST EXPENSE LIMITATION AGREEMENTCapitol Series Trust • December 20th, 2017 • Capitol Series Trust
THIS AGREEMENT is made and entered into effective as of December 20, 2017 by and between Capitol Series Trust (the “Trust”), on behalf of its series portfolios as set forth on Appendix A, (each a “Fund”), and Fuller & Thaler Asset Management, Inc. (the “Adviser”), a California corporation.
