COMPLIANCE CONSULTING AGREEMENT THIS AGREEMENT is made as of this 18th day of August, 2004, by and between HUSSMAN INVESTMENT TRUST (the "Trust"), an Ohio business trust having its principal place of business at 5136 Dorsey Hall Drive, Ellicott City,...Compliance Consulting Agreement • October 28th, 2008 • Hussman Investment Trust • Ohio
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • May 24th, 2019 • Bluestone Community Development Fund • Virginia
THIS AGREEMENT (the “Agreement”) is entered into to be effective as of the 8th day of May 2019, by and among Oyster Consulting, LLC® (“Oyster”), a Virginia limited liability corporation, which term, as used herein shall include, as appropriate, relevant Oyster personnel, including but not limited to Polly Cordle (“Ms. Cordle”), or any consultant provided by Oyster to The 504 Fund (“504 Fund”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • June 30th, 2023 • Advisors Preferred Trust • Maryland
This Compliance Consulting Agreement (the "Agreement") between the parties herein and is effective May 23, 2023, between Advisors Preferred LLC, a Maryland limited liability company located at 1445 Research Blvd., Suite 530, Rockville, MD 20850 ("AP") and Advisors Preferred Trust, a registered investment company organized as a Delaware statutory trust, located at 1445 Research Blvd., Suite 530, Rockville, MD 20850 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a "Fund" and collectively "Funds"), with effect as of the date noted in Appendix A. This document may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • October 25th, 2024 • Equalize Community Development Fund • Virginia
THIS AGREEMENT (the “Agreement”) is entered into to be effective as of the 8th day of May, 2024, by and among Oyster Consulting, LLC® (“Oyster”), a Virginia limited liability corporation, which term, as used herein shall include, as appropriate, relevant Oyster personnel, including but not limited to Dean Pelos (“Mr. Pelos”), or any consultant provided by Oyster to The Equalize Community Development Fund (“Equalize Community Development Fund”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • December 29th, 2016 • First Western Funds Trust • Ohio
THIS AGREEMENT is made as of the 11th day of April, 2016, by and between FIRST WESTERN FUNDS TRUST (the “Trust”), an Ohio business trust, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
COMPLIANCE CONSULTING AGREEMENT As amended _____________, 2022Compliance Consulting Agreement • March 17th, 2022 • Uncommon Investment Funds Trust • New York
This Agreement together with attached Schedules, effective as of _____ , 2022, by and between Compliance Solutions Associates LLC, a limited liability company organized under the laws of the State of New York, with its principal office located at 126 Indian Hill Road, Bedford, New York 10506 ("CSA") and Uncommon Investment Funds Trust, a statutory business trust organized under the laws of the State of Delaware, located at 75 Virginia Road, North White Plains, NY 10603 ("FUND ") (“Agreement”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • June 29th, 2012 • Ultimus Managers Trust • Ohio
THIS AGREEMENT is made as of this 5th day of June, 2012, by and between ULTIMUS MANAGERS TRUST (the “Trust”), an Ohio business trust having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • October 26th, 2021 • Bluestone Community Development Fund • Virginia
THIS AGREEMENT (the “Agreement”) is entered into to be effective as of the 8th day of May, 2021, by and among Oyster Consulting, LLC® (“Oyster”), a Virginia limited liability corporation, which term, as used herein shall include, as appropriate, relevant Oyster personnel, including but not limited to Dean Pelos (“Mr. Pelos”), or any consultant provided by Oyster to The Bluestone Community Development Fund (“Bluestone Community Development Fund”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • October 31st, 2023 • Williamsburg Investment Trust • Ohio
THIS AGREEMENT is made as of this 7th day of August, 2006, amended as of this 1st day of June 2014, by and between WILLIAMSBURG INVESTMENT TRUST (the “Trust”), a Massachusetts business trust, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
Fourth Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • December 19th, 2018 • Capitol Series Trust
This fourth amendment (the “Amendment”) dated as of December 18, 2018, to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016, is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
Third Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • December 10th, 2018 • Capitol Series Trust
This third amendment (the “Amendment”) dated as of December 10, 2018, to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016, is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • October 28th, 2014 • Americafirst Quantitative Funds • New York
This Compliance Consulting Agreement (the "Agreement"), amends and supersedes any prior agreement between the parties herein and is effective from July 1, 2014, following execution below, between Garfield Holdings, LLC, a limited liability company located at 1501 16th Street, #410, Sacramento, CA 95814 ("GH") and AmericaFirst Quantitative Funds, a registered investment company organized as a Delaware statutory trust, located at 17605 Wright Street, Suite 2, Omaha, NE 68130 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a "Fund" and collectively "Funds"). This document may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Seventh Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • December 16th, 2019 • Capitol Series Trust
This seventh amendment (the “Amendment”) dated as of December 12, 2019, to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016, as amended, is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
Amendment To Compliance Consulting Agreement For Caldwell & Orkin Funds, Inc.Compliance Consulting Agreement • August 28th, 2019 • Caldwell & Orkin Funds Inc
This amendment (“Amendment”) amends the Compliance Consulting Agreement dated October 24, 2016 (the “Consulting Agreement”) between Caldwell & Orkin Funds, Inc., a Maryland corporation (the “Fund”), and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • November 8th, 2016 • Peachtree Alternative Strategies Fund • Ohio
THIS AGREEMENT is made as of 7th day of November, 2016, by and between the Peachtree Alternative Strategies Fund (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • April 3rd, 2012 • Northern Lights ETF Trust • New York
This Compliance Consulting Agreement (the “Agreement”) is effective January 19, 2012, between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“NLCS”), and NORTHERN LIGHTS ETF TRUST, a Delaware business trust, whose address is 4020 South 147th Street, Omaha, NE 68137 (the "Trust"), on behalf of each series thereof listed on the attached Appendix A, as may be amended from time to time (each a “Fund” and collectively “Funds”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • August 25th, 2017 • Caldwell & Orkin Funds Inc • Ohio
THIS AGREEMENT is made as of 24th day of October, 2016, by and between The Caldwell & Orkin Funds, Inc. (the “Fund”), a Maryland corporation, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • November 22nd, 2017 • Second Nature Series Trust • Delaware
This Compliance Consulting Agreement (the "Agreement"), dated November 20, 2017 (the "Effective Date") is entered into by and between Clarity Audit Group, LLC, a limited liability company located at 768 South Main Street, PO Box 556, Bethel, Vermont, 05032 ("CAG") and Second Nature Series Trust, a registered investment company organized as a Delaware statutory trust, located at c/o Mutual Shareholder Services, LLC, 8000 Town Centre Drive, Suite 400, Broadview Heights, Ohio 44147, (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a "Fund" and collectively "Funds"). This document may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • February 28th, 2019 • Centaur Mutual Funds Trust • Ohio
THIS AGREEMENT, dated November 16, 2018 is between Centaur Mutual Funds Trust (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
Second Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • December 20th, 2017 • Capitol Series Trust
This second amendment (the “Amendment”) dated as of December 14, 2017, to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016 is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • July 29th, 2014 • Williamsburg Investment Trust • Ohio
THIS AGREEMENT is made as of this 7th day of August, 2006, amended as of this 1st day of June 2014, by and between WILLIAMSBURG INVESTMENT TRUST (the "Trust"), a Massachusetts business trust, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
First Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • December 20th, 2017 • Capitol Series Trust
This first amendment (“Amendment”) to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016 is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively the “Parties”).
Fifth Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • April 16th, 2019 • Capitol Series Trust
This fifth amendment (the “Amendment”) dated as of March 14, 2019, to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016, is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
Sixth Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • October 1st, 2019 • Capitol Series Trust
This sixth amendment (the “Amendment”) dated as of September 10, 2019, to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016, as amended, is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • December 22nd, 2016 • Capitol Series Trust • Ohio
THIS AGREEMENT is made as of the 21st day of December, 2016, by and between Capitol Series Trust (the “Trust”), an Ohio business trust, on behalf of the Hedeker Strategic Appreciation Fund, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • October 29th, 2018 • Americafirst Quantitative Funds • New York
This Compliance Consulting Agreement (the "Agreement"), amends and supersedes any prior agreement between the parties herein and is effective from July 1, 2014, following execution below, between Roach Corp, a corporation located at 792 Chestnut Street, Waban, MA 02468 ("RC") and AmericaFirst Quantitative Funds, a registered investment company organized as a Delaware statutory trust, located at 300 Harding Blvd, Suite 215, Roseville, CA 95678 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a "Fund" and collectively "Funds"). This document may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
AMENDMENT to COMPLIANCE CONSULTING Agreement Between FIRST WESTERN FUNDS Trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • December 20th, 2018 • First Western Funds Trust
This Amendment revises the Compliance Consulting Agreement, dated April 11, 2016, (the “Agreement”) between First Western Funds Trust (the “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”).
Eighth Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • May 28th, 2021 • Capitol Series Trust
This eighth amendment (the “Amendment”) dated as of March 18, 2021, to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016, as amended, is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
Compliance Consulting AgreementCompliance Consulting Agreement • December 27th, 2012 • YCG Funds • Texas
THIS AGREEMENT (the “Agreement”) is entered into to be effective as of the 10th day of December, 2012, by and between DRAKE COMPLIANCE, LLC, a Texas limited liability company (“Drake”), and YCG Funds, a Delaware statutory trust (the “Trust”). Throughout this Agreement, the terms “us”, “our”, “we” and similar references shall mean and refer to Drake and include Drake’s duly authorized representatives, employees, attorneys and agents. Likewise, throughout this Agreement, the terms “you”, “yours”, and similar references shall mean and refer to the Trust and include the Trust’s duly authorized representatives, employees, attorneys and agents.
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • October 27th, 2017 • Hussman Investment Trust • Ohio
THIS AGREEMENT made as of this 18th day of August, 2004, and last amended as of the 1st day of April, 2017,by and between HUSSMAN INVESTMENT TRUST (the “Trust”), an Ohio business trust having its principal place of business at 6021 University Boulevard, Suite 490, Ellicott City, Maryland 21043, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
OUTSOURCE CCO COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • April 30th, 2015 • Stewart Capital Mutual Funds • Pennsylvania
THIS AGREEMENT (the "Agreement") is entered into to be effective as of the 17th day of February, 2015, by and between HARDIN COMPLIANCE CONSULTING LLC, a Pennsylvania limited liability company with its principal place of business at 290 Northgate Drive, First Floor, Warrendale, PA 15086 (“HCC”), and STEWART CAPITAL MUTUAL FUNDS, a Delaware Statutory Trust (“Trust”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • February 27th, 2009 • Stewart Capital Mutual Funds • Pennsylvania
THIS AGREEMENT (the "Agreement") is to be effective as of the 1st day of January, 2009, by and between Hardin Financial Consulting, LLC, a Pennsylvania limited liability company ("HFC"), and Stewart Capital Mutual Funds, a Delaware Statutory Trust (the "Trust]").
