Amendment No. 20 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • December 27th, 2017 • AQR Funds
This Amendment No. 20, dated as of November 17, 2017 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
THIRD AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT IIInvestment Management Agreement Ii • December 27th, 2017 • AQR Funds
This third amendment (the “Amendment”) to the Investment Management Agreement II is made as of the 17th day of November, 2017 by and between AQR Funds (“Trust”), on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC (“AQR”).
Amendment No. 3 to Distribution Fee Letter AgreementDistribution Fee Letter Agreement • December 27th, 2017 • AQR Funds
This Amendment No. 3 dated as of November 17, 2017 (the “Effective Date”), to the Distribution Fee Letter Agreement (this “Amendment”), by and between AQR Capital Management, LLC, a Delaware limited liability company (the “Adviser”), AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
Amendment No. 20 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • December 27th, 2017 • AQR Funds
This Amendment No. 20, dated as of November 17, 2017 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
Amendment No. 16 to Distribution AgreementDistribution Agreement • December 27th, 2017 • AQR Funds
This Amendment No. 16, dated as of November 17, 2017 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
FOURTH AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • December 27th, 2017 • AQR Funds • Delaware
WHEREAS, the parties hereto entered into a Fee Waiver and Expense Reimbursement Agreement dated as of December 10, 2008, as amended (the “Original Agreement”) in order to reduce the investment advisory fees charged to the Funds described in the Investment Advisory Agreement (as defined below), waive other fees it is entitled to receive from the Funds and/or reimburse certain operating expenses for the Funds to keep net expenses at specified levels as set forth in Appendix A; and
JOINDER TO ADMINISTRATION AGREEMENTJoinder to Administration Agreement • December 27th, 2017 • AQR Funds • New York
This JOINDER (the “Joinder”) to the ADMINISTRATION AGREEMENT, dated as of September 9, 2010, as amended from time to time (the “Agreement”), by and among JPMorgan Chase Bank, N.A. (“J.P. Morgan”) and the AQR Funds, on behalf of each series fund and each Cayman Islands entity listed on Schedule 1 hereto; (each series, fund or Cayman Islands entity listed on Schedule 1 hereto separate and not jointly, “Customer” or “Fund”), is entered into and shall be effective as of November 17, 2017 (the “Effective Date”).
JOINDER TO GLOBAL CUSTODY AGREEMENTJoinder to Global Custody Agreement • December 27th, 2017 • AQR Funds • New York
This JOINDER (the “Joinder”) to the GLOBAL CUSTODY AGREEMENT, dated as of September 8, 2010, as amended from time to time (the “Agreement”), by and among JPMorgan Chase Bank, N.A. (“J.P. Morgan”) and the AQR Funds, on behalf of each series fund and each Cayman Islands entity listed on Schedule 1 hereto; (each series, fund or Cayman Islands entity listed on Schedule 1 hereto separate and not jointly, “Customer” or “Funds”), is entered into and shall be effective as of November 17, 2017 (the “Effective Date”).
