Appendix AMassmutual Select Funds • January 31st, 2018
As of January 10, 2018, this Appendix A forms a part of the Amended, Restated and Consolidated Custodian Agreement dated as of January 1, 2008, as amended (the “Consolidated Agreement”) between State Street Bank and Trust Company, the MassMutual Select Cayman Global Allocation Fund I, Ltd., and each of the MassMutual Select Funds, MassMutual Premier Funds, MML Series Investment Fund and MML Series Investment Fund II. As of January 10, 2018, this Appendix A supersedes any previous versions of said Appendix.
ELEVENTH AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A AND STATE STREET BANK AND TRUST...Securities Lending Agency Agreement • January 31st, 2018 • Massmutual Select Funds • Massachusetts
This Eleventh Amendment (this “Amendment”) dated December 8, 2017 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A, which may be amended from time to time, (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.
Master Repurchase Agreement STATE STREET. September 1996 Version Dated as of January 1, 2008 Between: State Street Corporation and/or State Street Bank and Trust Company and each investment company identified on Schedule VII.A hereto (as such schedule...Master Repurchase Agreement • January 31st, 2018 • Massmutual Select Funds • New York
SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENTSecurities Lending Agency Agreement • January 31st, 2018 • Massmutual Select Funds • Massachusetts
SECOND AMENDED AND RESTATED AGREEMENT (this “Agreement”), effective as of July 31, 2012 , between each of MASSMUTUAL SELECT FUNDS , MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A, which may be amended from time to time (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”).
FIRST AMENDMENT TO MASTER REPURCHASE AGREEMENT BETWEEN EACH INVESTMENT COMPANY IDENTIFIED ON SCHEDULE VII.A OF THE MASTER REPURCHASE AGREEMENT DATED AS OF JANUARY 1, 2008 AND STATE STREET CORPORATION/ STATE STREET BANK AND TRUST COMPANYMaster Repurchase Agreement • January 31st, 2018 • Massmutual Select Funds • New York
This Amendment (this “Amendment”) dated as of November 25th 2014 is between each investment company identified on Schedule VII.A to the Master Repurchase Agreement dated as of January 1, 2008 (the “Funds”) and State Street Corporation and State Street Bank and Trust Company (collectively referred to as “State Street”), as in effect on the date hereof prior to giving effect to this Amendment (the “Master Repurchase Agreement”). The Funds would like to amend the Master Repurchase Agreement as set forth herein.
FIRST AMENDMENT TO AMENDED, RESTATED AND CONSOLIDATED DELEGATION AGREEMENTDelegation Agreement • January 31st, 2018 • Massmutual Select Funds
This amendment, dated October 30, 2017 and effective with respect to each of the MassMutual Select BlackRock Global Allocation Fund and MassMutual Select Cayman Global Allocation Fund I, Ltd. only upon State Street Bank and Trust Company taking custody of its assets, is made to the AMENDED, RESTATED AND CONSOLIDATED DELEGATION AGREEMENT, dated as of January 1, 2008, as it may be amended, supplemented, restated or otherwise modified from time to time, by and among each open-end management investment company or other fund identified on the signature page hereto (each, a “Fund”), and STATE STREET BANK AND TRUST COMPANY (the “Delegate”) (the “Consolidated Agreement”). Capitalized terms not defined herein have the meanings ascribed to them in the Consolidated Agreement.
EIGHTH AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A AND STATE STREET BANK AND TRUST COMPANYSecurities Lending Agency Agreement • January 31st, 2018 • Massmutual Select Funds • Massachusetts
This Eighth Amendment (this “Amendment”) dated August 10, 2016 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.
TENTH AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A AND STATE STREET BANK AND TRUST COMPANYSecurities Lending Agency Agreement • January 31st, 2018 • Massmutual Select Funds • Massachusetts
This Tenth Amendment (this “Amendment”) dated December 8, 2017 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A, which may be amended from time to time, (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.
Form of Appendix AMassmutual Select Funds • January 31st, 2018
As of January 10, 2018, this Appendix A forms a part of the FATCA Support Services Agreement dated as of March 2, 2015 (the “Agreement”), between State Street Bank and Trust Company, MassMutual Premier Funds, and MassMutual Select Funds. As of January 10, 2018, this Appendix A supercedes any previous versions of said Appendix.
DELEGATION AGREEMENT (Amended, Restated and Consolidated)Delegation Agreement • January 31st, 2018 • Massmutual Select Funds • Massachusetts
This Amended, Restated and Consolidated Delegation Agreement is made as of January 1, 2008 (the “Consolidated Agreement”) by and among each Massachusetts business trust and open-end management investment company identified on Appendix A hereto (each such trust and each trust made subject to this Consolidated Agreement in accordance with Section 19 below, shall hereinafter be referred to as a “Trust”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Delegate”).
FATCA SUPPORT SERVICES AGREEMENTFatca Support Services Agreement • January 31st, 2018 • Massmutual Select Funds • Massachusetts
AGREEMENT (this “Agreement”) made as of the 2nd day of March, 2015 by and between STATE STREET BANK AND TRUST COMPANY, a trust company organized under the laws of The Commonwealth of Massachusetts, United States of America, with its principal place of business at One Lincoln Street, Boston, Massachusetts 02111 (the “FATCA Services Provider”), and MassMutual Premier Funds and MassMutual Select Funds on behalf of those funds and other investment vehicles set forth on Appendix A hereto, severally and not jointly (each such fund and investment vehicle and each fund and investment vehicle made subject to this Agreement in accordance with Section 27 below shall hereinafter be referred to as a “Fund” and collectively as the “Funds”, collectively with the FATCA Services Provider, the “Parties”, or a “Party”). Although the FATCA Services Provider and each Fund have executed this Agreement in the form of a master agreement for administrative convenience, this Agreement shall create a separate Ag
FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A AND STATE STREET BANK AND TRUST COMPANYSecurities Lending Agency Agreement • January 31st, 2018 • Massmutual Select Funds • Massachusetts
Reference is made to a Second Amended and Restate Securities Lending Agency Agreement effective as of July 31, 2012, between the Funds and the Bank as in effect on the date hereof prior to giving effect to this Amendment (the “Agreement”).
RULE 22C-2 INFORMATION SHARING AND TRADE RESTRICTION AGREEMENTRestriction Agreement • January 31st, 2018 • Massmutual Select Funds
This Information Sharing and Trading Restriction Agreement is made this 2nd day of April, 2007 by and between Massachusetts Mutual Life Insurance Company (“Intermediary”) and the MassMutual Select Funds (referred to herein collectively as the “Funds” and individually as a “Fund”).
Schedule VII.AMassmutual Select Funds • January 31st, 2018
This Schedule VII.A is effective as of January 10, 2018 and shall supersede any previous version of Schedule VII.A executed by the parties hereto in relation to the Agreement and shall form part of Annex VII to the Agreement as a new Schedule VII.A.
Appendix AMassmutual Select Funds • January 31st, 2018
As of January 10, 2018, this Appendix A forms a part of the Amended, Restated, and Consolidated Delegation Agreement dated as of January 1, 2008 (the “Consolidated Agreement”) between State Street Bank and Trust Company, the MassMutual Select Cayman Global Allocation Fund I, Ltd., and each of the MassMutual Select Funds, MassMutual Premier Funds, MML Series Investment Fund and MML Series Investment Fund II. As of January 10, 2018, this Appendix A supersedes any previous versions of said Appendix.
REIMBURSEMENT AND SECURITY AGREEMENTReimbursement and Security Agreement • January 31st, 2018 • Massmutual Select Funds • New York
This Reimbursement and Security Agreement, dated September 14, 2017, is made by and between State Street Bank and Trust Company (“State Street”), a Massachusetts trust company with a place of business at State Street Financial Center, One Lincoln Street, Boston, Massachusetts 02111, and each of the entities listed on Schedule A hereto and, in the case of a registered investment company, each of the portfolios listed on Schedule A and any portfolio of such registered investment company that is not listed on Schedule A but that may engage in the transactions described below after the date of this Agreement and that agrees to be bound by this Agreement by entering into a joinder agreement in substantially the form of Annex I attached hereto (collectively, the “Clients” and each, a “Client”).
SECOND AMENDMENT TO MASTER REPURCHASE AGREEMENT BETWEEN EACH INVESTMENT COMPANY IDENTIFIED ON SCHEDULE VII.A OF THE MASTER REPURCHASE AGREEMENT DATED AS OF JANUARY 1, 2008 AND STATE STREET CORPORATION/ STATE STREET BANK AND TRUST COMPANYMaster Repurchase Agreement • January 31st, 2018 • Massmutual Select Funds • New York
This Amendment (this “Amendment”), dated as of September 20, 2016, is between State Street Corporation and/or State Street Bank and Trust Company (collectively referred to as “State Street”) and each investment company identified on Schedule VII.A to the Master Repurchase Agreement between the parties dated as of January 1, 2008 (the “Funds”), as amended, as in effect on the date hereof prior to giving effect to this Amendment (the “Master Repurchase Agreement”). State Street and the Funds would like to amend the Master Repurchase Agreement as set forth herein.
SPONSORED MEMBER JOINDER AGREEMENTMember Joinder Agreement • January 31st, 2018 • Massmutual Select Funds
The fund listed below, being represented by the undersigned , hereby agrees to be bound by all of the provisions of the FIXED INCOME CLEARING CORPORATION SPONSORED MEMBERSHIP AGREEMENT, dated October 10, 2017, by and between the Fixed Income Clearing Corporation, State Street Bank and Trust Company, and MassMutual Select Funds, MassMutual Premier Funds, MML Series Investment Fund, and MML Series Investment II, each on behalf of its series set forth on Schedule 1 thereto or on Sponsored Member Joinder Agreements.
AMENDMENT TWO DATED DECEMBER 1, 2017 TO INVESTMENT SUBADVISORY AGREEMENT For MassMutual Select Growth Opportunities FundInvestment Subadvisory Agreement • January 31st, 2018 • Massmutual Select Funds
WHEREAS, MML Investment Advisers, LLC (“MML Advisers”) and Jackson Square Partners, LLC (the “Subadviser”) entered into an Investment Subadvisory Agreement (the “Agreement”), effective as of May 1, 2014, relating to the MassMutual Select Growth Opportunities Fund (the “Fund”); and
INVESTMENT COMPANY PORTFOLIO JOINDER AGREEMENTJoinder Agreement • January 31st, 2018 • Massmutual Select Funds
MassMutual Select BlackRock Global Allocation Fund, being represented by the undersigned, hereby agrees to become a party to, and to be bound by all of the provisions of, the Reimbursement and Security Agreement, dated September 14, 2017, by and between State Street Bank and Trust Company, a Massachusetts trust company with a place of business at State Street Financial Center, One Lincoln Street, Boston, Massachusetts 02111, and the undersigned registered investment company, of which MassMutual Select BlackRock Global Allocation Fund is a portfolio.
AMENDMENT DATED JANUARY 10, 2018 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for MassMutual Select FundsAnd Shareholder Services Agreement • January 31st, 2018 • Massmutual Select Funds
WHEREAS, MassMutual Select Funds (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each a “Fund”) and MML Investment Advisers, LLC (the “Manager”) have entered into an Amended and Restated Administrative and Shareholder Services Agreement dated as of April 1, 2014 (the “Agreement”).
FIXED INCOME CLEARING CORPORATION SPONSORED MEMBERSHIP AGREEMENTMembership Agreement • January 31st, 2018 • Massmutual Select Funds • New York
WHEREAS, each of the legal entities listed in Schedule 1 attached to this Agreement, and any legal entity that is not listed on Schedule 1 but that agrees in the future to be bound by this Agreement by entering into a joinder agreement substantially in the form of Schedule 2 attached hereto (such entities each, severally and not jointly, a “Sponsored Member”), has requested, either through an officer of the Sponsored Member or through an authorized agent of the Sponsored Member (which may be the Sponsored Member’s investment advisor or other duly authorized agent and is referred to herein as the “Agent”), that it be permitted to become a Sponsored Member of the Government Securities Division (“GSD”) of the Fixed Income Clearing Corporation (“FICC”) as that term is defined in the GSD Rulebook (the “Rules”);
INVESTMENT COMPANY PORTFOLIO JOINDER AGREEMENTJoinder Agreement • January 31st, 2018 • Massmutual Select Funds
Each of the funds listed below, being represented by the undersigned, hereby agrees to become a party to, and to be bound by all of the provisions of, the Reimbursement and Security Agreement, dated September 14, 2017, by and between State Street Bank and Trust Company, a Massachusetts trust company with a place of business at State Street Financial Center, One Lincoln Street, Boston, Massachusetts 02111, and the undersigned registered investment company, of which each of the funds listed below is a portfolio.
FATCA SUPPORT SERVICES AGREEMENTFatca Support Services Agreement • January 31st, 2018 • Massmutual Select Funds • Massachusetts
AGREEMENT (this “Agreement”) made as of the 18th day of February, 2015 by and between STATE STREET BANK AND TRUST COMPANY, a trust company organized under the laws of The Commonwealth of Massachusetts, United States of America, with its principal place of business at One Lincoln Street, Boston, Massachusetts 02111 (the “FATCA Services Provider”), and MassMutual Select Cayman Global Allocation Fund I, Ltd. (such fund and each fund and investment vehicle made subject to this Agreement in accordance with Section 27 below shall hereinafter be referred to as a “Fund” and collectively as the “Funds”, collectively with the FATCA Services Provider, the “Parties”, or a “Party”). Although the FATCA Services Provider and each Fund have executed this Agreement in the form of a master agreement for administrative convenience, this Agreement shall create a separate Agreement for each Fund as though the FATCA Services Provider had executed a separate Agreement with each Fund. The rights and obligatio
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 31st, 2018 • Massmutual Select Funds
This EXPENSE LIMITATION AGREEMENT (the “Agreement”) is between MML Investment Advisers, LLC, a Delaware limited liability company (the “Manager”), and MassMutual Select Funds, a Massachusetts business trust (the “Trust”), effective as of the 1st day of February, 2018.
AMENDMENT TO FATCA SUPPORT SERVICES AGREEMENTFatca Support Services Agreement • January 31st, 2018 • Massmutual Select Funds
WHEREAS, the FATCA Services Provider and the Fund entered into a FATCA Support Services Agreement dated as of the 18th day of February, 2015 (the “Agreement”); and
Form of TWELFTH AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A AND STATE STREET BANK AND...Lending Agency Agreement • January 31st, 2018 • Massmutual Select Funds • Massachusetts
This Twelfth Amendment (this “Amendment”) dated _____________, 2018 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A, which may be amended from time to time, (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.
Appendix AMassmutual Select Funds • January 31st, 2018
As of September 8, 2016, this Appendix A forms a part of the FATCA Support Services Agreement dated as of March 2, 2015 (the “Agreement”), between State Street Bank and Trust Company, MassMutual Premier Funds, and MassMutual Select Funds. As of September 8, 2016, this Appendix A supercedes any previous versions of said Appendix.
FORM OF SPONSORED MEMBER JOINDER AGREEMENTMember Joinder Agreement • January 31st, 2018 • Massmutual Select Funds
The funds listed below, being represented by the undersigned, hereby agree to be bound by all of the provisions of the FIXED INCOME CLEARING CORPORATION SPONSORED MEMBERSHIP AGREEMENT, dated October 10, 2017, by and between the Fixed Income Clearing Corporation, State Street Bank and Trust Company, and MassMutual Select Funds, MassMutual Premier Funds, MML Series Investment Fund, and MML Series Investment II, each on behalf of its series set forth on Schedule 1 thereto or on Sponsored Member Joinder Agreements.
AMENDMENT DATED NOVEMBER 29, 2017 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for MassMutual Select FundsAnd Shareholder Services Agreement • January 31st, 2018 • Massmutual Select Funds
WHEREAS, MassMutual Select Funds (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each, a “Fund”) and MML Investment Advisers, LLC (the “Manager”) have entered into an Amended and Restated Administrative and Shareholder Services Agreement dated as of April 1, 2014, as amended (the “Agreement”).
