HOULIHAN LOKEY, INC. (a Delaware corporation) 4,000,000 Shares of Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 15th, 2018 • Houlihan Lokey, Inc. • Investment advice • New York
Houlihan Lokey, Inc., a Delaware corporation (the “Company”), and the persons listed on Schedule B hereto (the “Selling Stockholders”), confirm their respective agreements with Morgan Stanley & Co. LLC (the “Underwriter”), with respect to the sale by the Company and the Selling Stockholders, acting severally and not jointly, and the purchase by the Underwriter of the respective numbers of shares of Class A Common Stock, par value $0.001 per share, of the Company (“Class A Common Stock”) set forth in Schedules A and B hereto (the “Securities”).
FORWARD SHARE PURCHASE AGREEMENT dated as of January 26, 2018 between HOULIHAN LOKEY, INC. and ORIX HLHZ HOLDING LLCForward Share Purchase Agreement • March 15th, 2018 • Houlihan Lokey, Inc. • Investment advice • New York
This Forward Share Purchase Agreement, dated as of January 26, 2018 (this “Agreement”), is made between Houlihan Lokey, Inc., a Delaware Corporation (the “Company”), and ORIX HLHZ Holding LLC, a Delaware limited liability company (“ORIX”).
