SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • March 23rd, 2018 • NexPoint Strategic Opportunities Fund • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of [March 16, 2018,] by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and NexPoint Strategic Opportunities Fund (f/k/a NexPoint Credit Strategies Fund) (the “Company”).
March 16, 2018 NexPoint Strategic Opportunities Fund C/o Highland Capital Management Suite 700 Dallas, Texas 75201 Attn: Ms. Lauren ThedfordNexPoint Strategic Opportunities Fund • March 23rd, 2018 • New York
This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and NexPoint Strategic Opportunities Fund (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a nontransferable Rights Offer (the “Offer”) for the Client.
RIGHTS OFFERING MARKETING SUPPORT AGREEMENTRights Offering Marketing Support Agreement • March 23rd, 2018 • NexPoint Strategic Opportunities Fund • New York
This Rights Offering Marketing Support Agreement (“Agreement”) is made between NexPoint Credit Strategies Fund (the “Fund”) and Highland Capital Funds Distributor, Inc. (“HCFD”), and is effective as of the date accepted and agreed to by HCFD below.
TENTH AMENDMENT AGREEMENTTenth Amendment Agreement • March 23rd, 2018 • NexPoint Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of March 9, 2018 to the Committed Facility Agreement dated May 16, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Nexpoint Credit Strategies Fund (“Customer”).
RATING RESET AMENDMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • March 23rd, 2018 • NexPoint Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of March 16, 2016 to the Committed Facility Agreement, dated as of May 16, 2013 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB”) and Nexpoint Credit Strategies Fund (the “Customer”).
