CREDIT AGREEMENT Dated as of April 11, 2018 among WISDOMTREE INVESTMENTS, INC. as the Parent and U.S. Borrower, WISDOMTREE INTERNATIONAL HOLDINGS LTD as the English Borrower, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as Administrative Agent, Collateral...Credit Agreement • April 13th, 2018 • WisdomTree Investments, Inc. • Security brokers, dealers & flotation companies • New York
This CREDIT AGREEMENT is entered into as of April 11, 2018, among WISDOMTREE INVESTMENTS, INC., a Delaware corporation (the “Parent” and in its capacity as a borrower under the Revolving Credit Facility, the “U.S. Borrower”), WISDOMTREE INTERNATIONAL GROUP, INC., a Delaware corporation and a direct Subsidiary of the Parent (“U.S. Midco”), WISDOMTREE INTERNATIONAL HOLDINGS LTD, a company incorporated under the laws of England and Wales with registered number 11046784 and a direct Subsidiary of U.S. Midco (the “English Borrower” and, together with the U.S. Borrower, each a “Borrower” and collectively, the “Borrowers”), CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as Administrative Agent, Collateral Agent, L/C Issuer and Lender (such terms and each capitalized term not defined in this preamble or the preliminary statements below have the meaning provided in Section 1.01) and each lender from time to time party hereto (collectively, the “Lenders” and, individually, a “Lender”).
WAIVER AND VARIATION AGREEMENT relating to the share purchase agreement between ETF SECURITIES LIMITED WISDOMTREE INTERNATIONAL HOLDINGS LTD and WISDOMTREE INVESTMENTS, INC.Waiver and Variation Agreement • April 13th, 2018 • WisdomTree Investments, Inc. • Security brokers, dealers & flotation companies • England and Wales
INVESTOR RIGHTS AGREEMENT BY AND BETWEEN WISDOMTREE INVESTMENTS, INC. AND ETF SECURITIES LIMITED AND THE EXISTING HOLDERS DATED AS OF APRIL 11, 2018Investor Rights Agreement • April 13th, 2018 • WisdomTree Investments, Inc. • Security brokers, dealers & flotation companies • New York
THIS INVESTOR RIGHTS AGREEMENT (this “Agreement”) is made as of April 11, 2018, by and among ETF Securities Limited (“Seller”), incorporated in Jersey with registered number 88370 and whose registered office is at Ordnance House, 31 Pier Road, St. Helier, Jersey JE4 8PW, WisdomTree Investments, Inc. (the “Company”), a Delaware corporation with its principal place of business at 245 Park Avenue, 35th Floor, New York, New York 10167, and, solely for purposes of Section 2.2(h), the Persons listed on Exhibit A hereto (the “Existing Holders”).
