PIMCO FLEXIBLE MUNICIPAL INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST March 21, 2018Agreement and Declaration of Trust • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund • Massachusetts
AGREEMENT AND DECLARATION OF TRUST made this 21st day of March, 2018, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided, amending and restating the Agreement and Declaration of Trust made at Boston, Massachusetts the 20th day of November, 2017, for the purposes of eliminating references to the sole initial trustee, adding Trustees as signatories hereto and making such other changes as the Trustees deemed necessary.
BYLAWS of PIMCO FLEXIBLE MUNICIPAL INCOME FUND (Dated as of March 21, 2018)Bylaws • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund
AMENDED AND RESTATED SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund • Massachusetts
This Amended and Restated Sub-Administration Agreement dated as of July 02, 2007 is by and between Pacific Investment Management Company, LLC, a Delaware limited liability company (the “Administrator”) and State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”).
AMENDED AND RESTATED DISTRIBUTION CONTRACT PIMCO Interval Funds New York, New York 10019 March 21, 2018Distribution Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund
This will confirm the agreement between the undersigned closed-end investment companies listed on Schedule A attached hereto (each, a “Fund”) and you (the “Distributor”) amending and restating the Distribution Contract dated December 14, 2016, as follows:
CUSTODY AGREEMENTCustody Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund • Missouri
This Agreement is made as of February 15, 2017 by and between Pacific Investment Management Company, LLC, a limited liability company organized under the laws of the State of Delaware (“PIMCO”), on behalf of PIMCO Flexible Credit Income Fund, a registered investment company organized under the laws of the Commonwealth of Massachusetts (the “Company”), and UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (the “Custodian”).
AGENCY AGREEMENTAgency Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund • New York
THIS AGENCY AGREEMENT made the 22nd day of February, 2017, by and between PACIFIC INVESTMENT MANAGEMENT COMPANY, LLC (“PIMCO”), a limited liability company organized under the laws of the State of Delaware, on behalf of PIMCO Flexible Credit Income Fund, a registered investment company organized under the laws of the Commonwealth of Massachusetts, having its principal place of business at 650 Newport Center Drive, Newport Beach, California 92660 (the “Financial Product”), and any other Financial Products set forth on Attachment I, attached hereto, as amended from time to time (each such fund hereinafter jointly and severally referred to as “Financial Product”) and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”) (the “Agreement” or the “Agency Agreement”).
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund • Massachusetts
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT, entered into on December 14, 2016, and amended and restated on March 21, 2018, between each closed-end management investment company listed on Schedule A attached hereto and made a part hereof, as such Schedule A may be amended from time to time, including to add or remove Funds (each a “Fund” and, collectively, the “Funds”), and Pacific Investment Management Company LLC (“PIMCO”), effective, with respect to each such Fund, on such date (each an “Effective Date”) as set forth in Schedule A.
March 21, 2018 State Street Bank and Trust CompanyCustody and Investment Accounting Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT PIMCO Interval Funds New York, New York 10019 March 21, 2018Expense Limitation Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund
This Agreement amends and restates the Expense Limitation Agreement between PIMCO Flexible Credit Income Fund (“PFLEX”) and Pacific Investment Management Company LLC (“PIMCO”) dated December 14, 2016 (the “PFLEX Agreement”), and is made effective, with respect to PFLEX, PIMCO Flexible Municipal Income Fund (“PMFLX”) and such other closed-end investment companies and such additional funds established in the future as set forth on Schedule A (attached hereto), as amended from time to time (each, a “Fund”). This will confirm the agreement between PIMCO and each Fund as follows:
ATTACHMENT II ADOPTION AGREEMENTAdoption Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund
This Adoption Agreement, dated as of March 21, 2018 (this “Adoption Agreement”), by and among DST SYSTEMS, INC. (“DST”), a Delaware corporation, PACIFIC INVESTMENT MANAGEMENT COMPANY, LLC (“PIMCO”), a Delaware limited liability company and PIMCO FLEXIBLE MUNICIPAL INCOME FUND, a Massachusetts Business Trust (the “Additional Product”).
FORM OF ADDENDUM TO SALES AGREEMENTSales Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund
This Addendum to the Sales Agreement is entered into between PIMCO Investments LLC (“Distributor”), a Delaware limited liability company, and [ ] (“Intermediary”) as of the [ ] day of [ ], 201[ ].
SALES AGREEMENTSales Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund • New York
Administrator or its delegate(s) will furnish Intermediary or its delegate, on each Business Day with respect to each Class of each Fund offered or made available by such Intermediary, with (i) net asset value information as determined at or about the Valuation Time and (ii) income accrual factors, dividend, and capital gains information as it becomes available. The Administrator or its delegate(s) will use best efforts to provide net asset value, income accrual, dividend and capital gains information to Intermediary or its delegate by 7:00 p.m. Eastern Time on each Business Day. Intermediary will ensure that all Orders are dated and time stamped when received by Intermediary or any Indirect Intermediary (except with respect to Subscription Accounts).
FORM OF AMENDMENT TO THE FORM OF ADDENDUM TO SALES AGREEMENTAddendum to Sales Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund
This Amendment to the Addendum to the Sales Agreement is entered into between PIMCO Investments LLC (“Distributor”), a Delaware limited liability company, and [ ] (“Intermediary”) as of the [ ] day of [ ], 201[ ].
SEVENTH AMENDMENT TO AMENDED AND RESTATED SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund
This Seventh Amendment to the Amended and Restated Sub-Administration Agreement (the “Amendment”) is made as of March 21, 2018 by and between Pacific Investment Management Company LLC, a Delaware limited liability company (the “Administrator”), and State Street Bank and Trust Company, a Massachusetts trust company (“Sub-Administrator”).
CUSTODY AND INVESTMENT ACCOUNTING AGREEMENTCustody and Investment Accounting Agreement • May 3rd, 2018 • PIMCO Flexible Municipal Income Fund • Massachusetts
THIS AGREEMENT is made effective the 1st day of January, 2000 by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the Commonwealth of Massachusetts, having its principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (“State Street”), EACH REGISTERED INVESTMENT COMPANY LISTED ON SCHEDULE A hereto, as it may be amended from time to time, incorporated herein by this reference, each having its principal office and place of business at 840 Newport Center Drive, Newport Beach, CA 92660 (each sometimes referred to as a “Fund” and, collectively, the “Funds”), and PACIFIC INVESTMENT MANAGEMENT COMPANY, a Delaware partnership having its principal office and place of business at 840 Newport Center Drive, Newport Beach, CA 92660 (“PIMCO”), acting as administrator for each Fund.
