ContractCustody Agreement • October 12th, 2018 • AQR Funds • New York
CUSTODY AGREEMENT (this “Agreement”) dated as of , 2016, between AQR FUNDS, a Delaware statutory trust organized and existing under the laws of the state of Delaware having its principal office and place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, CT 06830, on behalf of itself and on behalf of its AQR Volatility Risk Premium Fund (“Customer”), and JPMORGAN CHASE BANK, N. A., a national banking association (“Custodian”).
Amendment No. 21 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • October 12th, 2018 • AQR Funds
This Amendment No. 21, dated as of August 16, 2018 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 1 to Distribution AgreementDistribution Agreement • October 12th, 2018 • AQR Funds
This Amendment No. 1, dated as of August 16, 2018 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
FOURTH AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT IIInvestment Management Agreement Ii • October 12th, 2018 • AQR Funds
This fourth amendment (the “Amendment”) to the Investment Management Agreement II is made as of the 16th day of August, 2018 by and between AQR Funds (“Trust”), on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC (“AQR”).
Amendment No. 21 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • October 12th, 2018 • AQR Funds
This Amendment No. 21, dated as of August 16, 2018 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
FIRST AMENDMENT TO FOURTH AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • October 12th, 2018 • AQR Funds
This first amendment to the Fourth Amended and Restated Fee Waiver and Expense Reimbursement Agreement is made as of this 16th day of August, 2018, by and between the AQR Funds (“Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund”), and AQR Capital Management, LLC (“AQR”).
Amendment No. 1 to Distribution Fee Letter AgreementDistribution Fee Letter Agreement • October 12th, 2018 • AQR Funds
This Amendment No. 1 dated as of August 16, 2018 (the “Effective Date”), to the Distribution Fee Letter Agreement (this “Amendment”), by and between AQR Capital Management, LLC, a Delaware limited liability company (the “Adviser”), AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
JOINDER TO ADMINISTRATION AGREEMENTJoinder to Administration Agreement • October 12th, 2018 • AQR Funds • New York
This JOINDER (the “Joinder”) to the ADMINISTRATION AGREEMENT, dated as of September 9, 2010, as amended from time to time (the “Agreement”), by and among JPMorgan Chase Bank, N.A. (“J.P. Morgan”) and the AQR Funds, on behalf of each series fund and each Cayman Islands entity listed on Schedule 1 hereto; (each series, fund or Cayman Islands entity listed on Schedule 1 hereto separate and not jointly, “Customer” or “Fund”), is entered into and shall be effective as of August 16, 2018 (the “Effective Date”).
