INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 28th, 2018 • Hennessy Advisors Inc • Investment advice
Contract Type FiledNovember 28th, 2018 Company IndustryTHIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of October 26, 2018, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 28th, 2018 • Hennessy Advisors Inc • Investment advice • Delaware
Contract Type FiledNovember 28th, 2018 Company Industry JurisdictionTHIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made and entered into as of October 26, 2018, by and between Hennessy Advisors, Inc., a California corporation (“Manager”), and BP Capital Fund Advisors, LLC, a Delaware limited liability company (“Sub-Adviser”).
SECOND AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENTServicing Agreement • November 28th, 2018 • Hennessy Advisors Inc • Investment advice
Contract Type FiledNovember 28th, 2018 Company IndustryTHIS SECOND AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENT (this “Amendment”) is made effective as of October 26, 2018 by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (“HNNA”).