0001193125-19-019187 Sample Contracts

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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies As Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.
Transfer Agency and Service Agreement • January 28th, 2019 • Nuveen Investment Trust Iii

This Amendment is made as of this 2nd day of January, 2019 to be effective December 28, 2018 (“Effective Date”), between each of the Nuveen Open-End Investment Companies, as listed on Schedule A to the Agreement (collectively, the “Funds”) and DST Asset Manager Solutions, Inc. (the “Transfer Agent”). I accordance with Section 16.l (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement dated May 11, 2012, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

Renewal of Distribution Agreement
Distribution Agreement • January 28th, 2019 • Nuveen Investment Trust Iii

Agreement made this 7th day of August, 2018 by and between Nuveen Investment Trust III, a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, Nuveen Investments, LLC), a Delaware limited liability company (the “Underwriter”);

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