SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • February 1st, 2019 • Highland Floating Rate Opportunities Fund • Pennsylvania
THIS SUB-ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 19th day of July, 2018 (the “Effective Date”), by and between Highland Capital Management Fund Advisors, L.P., a limited partnership formed under the laws of the state of Delaware and NexPoint Advisors, L.P., a limited partnership formed under the laws of the state of Delaware (together, the “Adviser”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • February 1st, 2019 • Highland Floating Rate Opportunities Fund • New York
THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of November 3, 2017 (the “Effective Date”), is entered into by and between HIGHLAND FLOATING RATE OPPORTUNITIES FUND, a Massachusetts business trust (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).
CREDIT AGREEMENT Dated as of February 2, 2018 among HFRO SUB, LLC, as Borrower, THE LENDER PARTIES HERETO, BANK OF AMERICA, N.A., as Administrative Agent and The Other Lender Parties Hereto BANK OF AMERICA MERRILL LYNCH, as Sole Lead Arranger and Sole...Credit Agreement • February 1st, 2019 • Highland Floating Rate Opportunities Fund • New York
This CREDIT AGREEMENT (“Agreement”) is entered into as of February 2, 2018, among HFRO SUB, LLC, a Delaware limited liability company, (the “Company” or the “Borrower”), each lender from time to time party hereto (collectively, the “Lenders” and individually, a “Lender”) and BANK OF AMERICA, N.A., as Administrative Agent.
AMENDMENT TO THE SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF HIGHLAND FLOATING RATE OPPORTUNITIES FUNDSecond Amended and Restated Agreement and Declaration of Trust • February 1st, 2019 • Highland Floating Rate Opportunities Fund
