0001193125-19-119521 Sample Contracts

DEALER AGREEMENT Nuveen Securities, LLC
Dealer Agreement • April 25th, 2019 • Nuveen NASDAQ 100 Dynamic Overwrite Fund • New York

From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Nasdaq 100 Dynamic Overwrite Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.

AutoNDA by SimpleDocs
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Chicago, Illinois 60606
Nuveen NASDAQ 100 Dynamic Overwrite Fund • April 25th, 2019

Nuveen Nasdaq 100 Dynamic Overwrite Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333- 230438 and 811- 22971) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!